Attachment SESSTA2016022400171.

SESSTA2016022400171.

DECISION submitted by FCC

grant

0000-00-00

This document pretains to SES-STA-20160224-00171 for Special Temporal Authority on a Satellite Earth Station filing.

IBFS_SESSTA2016022400171_1133742

                                       1B2016000531
 E060157    SES—S5TA—20160224—00171
 Harris CapRock Communications, inc.



                                                                                                                       Approved by OMB
                                                                                                                              3060—0678
                               APPLICATION FOR EARTH STATION SPECIAL TEMPORARY AUTHORITY



APPLICANT INFORMATIONEnter a description of this application to identify it on the main menu:
Request for a 180—day STA for Ka—band ESV operations
 1. Applicant


           Name:          Harris CapRock Communications, Phone Number:                   832—668—2753
                          Inc.
           DBA Name:                                    Fax Number:                      832—668—2780
           Street:        4400 S. Sam Houston Parkway Ea E—Mail:                         ellenann.sands@harris.com


           City:          Houston                       State:                            TX
           Country:        USA                          Zipcode:                         77048           —
           Attention:     Ms. EllenAnn Sands




                                                                                                rie 36—322016 q2a4—00 17
                                                                                                          06 SGrant DateM
                                                                                                Call Sigr£1
                                                                                                (or other identifier)

                                                                                                                                21 t
                                                                          GRANTED
                                                                         International Bureau


                                                                           | Fite #SES—51A—20/60224—0017,
                                                                            Call Sign(I 60/S] Grant Date %ZG‘Z(Q
                                                   s   o                    (or other identifier)
  Applicant:   Harris CapRock Communications, Inc.                                   7e       rm Dates .l /1j {/ ;
  Call Sign:   E060157                           CGRANTED                   Fromi                    To:
  File No.:     SES—STA—20160224—00171              Intornstiondt Buress              N.        Vb A/
  Special Temporary Authority                      we   es                 — APP“’VCd'J fl“/L4 u>


  Harris CapRock Communications ("Harris CapRock") is granted special temporary authority
  (STA) for 180 days, commencing May 25, 2016 to operate ten, 2.4m SpaceTrack, Model
  S$T5000 2.4m, earth stations aboard vessels (ESVs) to communicate with 03b Limited‘s (O3b),
  O3B—A (S2935) Fixed Satellite Service (FSS) non—geosynchronous orbit (NGSQ) satellites in the
  27.6—28.4 GHz and 28.6—29.1 GHz (Earth—to—space) and 17.8—18.6 GHz and 18.8—19.3 GHz
  (space—to—Earth) frequency bands. The ESVs will be operating in the Gulf of Mexico region,
  certain coordinated ports in South Florida, the Caribbean region north of the 13° North Latitude,
  and other ocean regions 125 kilometers away from U.S. shoreline. Authorized operations are
  subject to the Commission‘s Rules, and the following conditions.

  1.   Operations are limited to the following frequency bands and emissions:

  Frequency Band          Emissions      Maximum E.LR.P.          Maximum E.LR.P. Density
  27.6—28.4 GHz          40M0GT7D            69.4 dBW                          29.4 dBW/4kHz
  27.6—28.4 GHz          1M00G7D             69.4 dBW                          29.4 dBW/4kHz
  17.8—18.6 GHz          40M0GT7D
  17.8—18.6 GHz          1M00G7D
  28.6—29.1GHz           40M0G7D             69.4 dBW                          29.4 dBW/4kHz
  28.6—29.1GHz           1M00G7D             69.4 dBW                          29.4 dBW/4kHz
  18.8—19.3 GHz          40M0G7D
  18.8—19.3GHz           1M00G7D

  2.   Minimum earth station antenna elevation angle for all operations must be 10° above the
  geographic horizon.

3. Harris CapRock shall take all necessary measures to ensure that the earth stations on
 maritime vessels do not create potential exposure of humans to radiofrequency radiation in
 excess of the FCC exposure limits defined in 47 C.F.R §§ 1.1307(b) and 1.1310 wherever such
 exposures might occur. Measures must be taken to ensure compliance with limits for both
 occupational controlled exposure and for general population/uncontrolled exposure, as defined in
 these rule sections. Requirements for restrictions can be determined by predictions based on
 calculations, modeling or by field measurements. The FCC‘s OET Bulletin 65 (available on—line
 at www.fee.gov/oetlrfsafety) provides information on predicting exposure levels and on methods
 for ensuring compliance, including the use of warning and alerting signs and protective
 equipment for workers. The licensee shall ensure installation of terminals on the maritime
 vessels by qualified installers who have an understanding of the antenna‘s radiation environment
 and the measures best suited to maximize protection of the general public and persons operating
 the maritime vessel and equipment. A terminal exhibiting radiation exposure levels exceeding
 1.0 mW/cm* in accessible areas, such as at the exterior surface of the radome, shall have a label
 attached to the surface of the terminal warning about the radiation hazard and shall include


  thereon a diagram showing the regions around the terminal where the radiation levels could
  exceed 1.0 mW/cm*. Transmitter(s) must be turned off during antenna maintenance to ensure
  compliance with FCC—specified safety guidelines for human exposure to radiofrequency
  radiation in the region between the antenna feed and the reflector.

  4. Harris CapRock‘s earth stations on maritime vessels authorized herein must employ a
  tracking algorithm that is resistant to capturing and tracking adjacent satellite signals, and each
  station must be capable of inhibiting its own transmission in the event it detects unintended
  satellite tracking.

  5. Harris CapRock‘s earth stations on maritime vessels authorized herein must be monitored
  and controlled by a ground—based network control and monitoring center. Such stations must be
  able to receive "enable transmission" and "disable transmission" commands from the network
  control center and must cease transmission immediately after receiving a "parameter change"
  command until receiving an "enable transmission" command from the network control center.
  The network control center must monitor operation of each earth station to determine if it is
  malfunctioning, and each earth station on maritime vessels must self—monitor and automatically
  cease transmission within 100 milliseconds on detecting an operational fault that could cause
  harmful interference.       oC

  6.   Operation in the territorial waters of any country other than the United States must be in
  compliance with the applicable laws, regulations, and licensing procedures of that country, as
  well as with the conditions of this authorization.

7. The licensee must comply with any pertinent limits and provisions established by the
 International Telecommunication Union to protect other services allocated internationally.

  8.   The U.S. Table of Frequency Allocations, Section 2.106 of the Commission‘s rules, and the
  Ka—band Plan is waived to the extent noted herein. Harris CapRock is authorized to operate in
  the 27.6—28.4 GHz and 28.6—29.1 GHz (Earth—to—space) and 17.8—18.6 GHz and 18.8—19.3 GHz
  frequency bands for maritime use, on a non—harmful interference basis, that is, Harris CapRock
  must not cause harmful interference to, and must not claim protection from interference caused
  to it by, any other lawfully operating station, and must cease transmission(s) immediately upon
  notice of such interference.

  9. Operation of earth stations on maritime vessels authorized herein are subject to any
  requirements the Commission may adopt in any future proceeding concerning operations in the
  27.6—28.4 GHz and 28.6—29.1 GHz (Earth—to—space) and 17.8—18.6 GHz and 18.8—19.3 GHz
  frequency bands including, but not limited to, earth stations on maritime vessels communicating
. with geostationary and non—geostationary orbit space stations.

  10. Harris CapRock‘s earth stations on maritime vessels authorized herein must be in
  compliance with the terms of coordination agreements with operators of NGSO FSS space
  stations operating in the 27.6—28.4 GHz and 28.6—29.1 GHz (Earth—to—space) and 17.8—18.6 GHz
  and 18.8—19.3 GHz frequency bands. In the event another NGSO system commences operations
  in the U.S. market in the 27.6—28.4 GHz and 28.6—29.1 GHz (Earth—to—space) and 17.8—18.6 GHz


  and 18.8—19.3 GHz frequency bands, maritime earth stations operating pursuant to this
  authorization must cease operation unless and until such operation has been coordinated with the
  new NGSO system operator or 03b Limited demonstrates that such operation will not cause
  harmful interference to the new NGSO system.

  11.      Operation in the territorial waters of any country other than the United States must be in
  compliance with the applicable laws, regulations, and licensing procedures of that country, as
  well as with the conditions of this grant.

  12.   The licensee must maintain the following records for each antenna on maritime vessels: a
  record of the ship location (i.e., latitude and longitude), transmit frequency, channel bandwidth
  and satellite used. These records shall be time annotated and maintained for a period of not less
  than 1 year. Records will be obtained at time intervals of no greater than every 20 minutes while
  the antenna is transmitting. The licensee will make this data available upon request to a
  coordinator, fixed system operator, fixed satellite system operator, or the Commission within 24
  hours of the request.

  13. The grant of this authorization, is without prejudice to any action on any pending or future
  applications or waiver requests filed to provide additional services to, from, or within the United
  States using O3b Limited‘s NGSO system. Harris CapRock‘s remote control point for these ESV
  terminals. 4400 S. Sam Houston Pkwy. E, Houston, TX, Tel. §832—668—2775, is a material term of
  this authorization and may not be changed without prior authorization under Section 25.117 of
  the Commission‘s rules. See Public Notice, The International Bureau provides Guidance
  Concerning the Relocation of Earth Station Remote Control Points, DA 06—978 (rel. May 4,
  2006).

  14. Harris CapRock must maintain a U.S. point of contact available 24 hours per day, seven
  days per week, with the authority and ability to terminate operations authorized herein.

  15.  Grant of this STA is without prejudice to any determination that the Commission may
  make regarding other pending and/or future Harris CapRock applications.

  16.   Any action taken or expense incurred as a result of operations pursuant to this special
~ temporary authority is solely at Harris CapRock‘s risk.

  17. This action is issued pursuant to Section 0.261 of the Commission‘s rules on delegated
  authority, 47 C.F.R. § 0.261, and is effective immediately.


2. Contact


             Name:         Carlos Nalda                        Phone Number:                        571—332—5626
             Company:      LMI Advisors                        Fax Number:
             Street:       8601 James Creek Drive              E—Mail:                              cnalda@Imiadvisors.com


             City:         Springfield                         State:                                VA
             Country:      USA                                 Zipcode:                             22152      —
             Attention:                                        Relationship:                         Other


(If your application is related to an application filed with the Commission, enter either the file number or the IB Submission ID of the related
application. Please enter only one.)
3. Reference File Number or Submission ID
   4a. Is a fee submitted with this application?
@ IfYes, complete and attach FCC Form 159.         If No, indicate reason for fee exemption (see 47 C.F.R.Section 1.1114).
C Governmental Entity        C Noncommercial educational licensee
«34 Other(please explain):

4b. Fee Classification    CGV — Fixed Satellite VSAT System

5. Type Request

 @ Use Prior to Grant                              C Change Station Location                        C Other



6. Requested Use Prior Date
      02/29/2016
7. CityN/A                                                                8. Latitude
                                                                          (dd mm ss.s h)    0   0   0.0


9. State                                                                    10. Longitude
                                                                           (dd mm ss.s h)     0   0   0.0
11. Please supply any need attachments.
Attachment 1: Technical Appendix                  Attachment 2: Draft 312 Schedule B                  Attachment 3: Narrative Statement


12. Description.   (If the complete description does not appear in this box, please go to the end of the form to view it in its entirety.)
     Harris CapRock seeks a 180—day STA to operate its new ESV terminal in the Ka—band while
     communicating with O3b‘s Ka—band NGSO FSS system.                               (See Narrative Statement) .




13. By checking Yes, the undersigned certifies that neither applicant nor any other party to the application is               Yes        ONO
subject to a denial of Federal benefits that includes FCC benefits pursuant to Section 5301 of the Anti—Drug Act
of 1988, 21 U.S.C. Section 862, because of a conviction for possession or distribution of a controlled substance.
See 47 CFR 1.2002(b) for the meaning of "party to the application" for these purposes.


14. Name of Person Signing                                                  15. Title of Person Signing
  EllenAnn Sands                                                              Legal Counsel

           WILLEFUL FALSE STATEMENTS MADE ON THIS FORM ARE PUNISHABLE BY FINE AND / OR IMPRISONMENT
                   (U.S. Code, Title 18, Section 1001), AND/OR REVOCATION OF ANY STATION AUTHORIZATION
                      (U.S. Code, Title 47, Section 312{a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, Section 503).


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                                 Before the
                    FEDERAL COMMUNICATIONS COMMISSION
                                 Washington, D.C. 20554


 In the Matter of
Application of Harris CapRock                   )
Communications, Inc. for a 180—Day              )
Special Temporary Authorization ("STA")         )            fomn.
to Operate Earth Stations Onboard Vessel        )      Call Sign: E060157
("ESV") Terminals in the 27.6—28.4 GHz          )      File No:
(Earth—to—space), 28.6—29.1 (Earth—to—space), )               ~
17.8—18.6 GHz (space—to—Earth) and 18.8—        )
19.3 GHz (space—to—Earth) Frequency Bands )


                    Application for Special Temporary Authorization

       Harris CapRock Communications, Inc. ("Harris CapRock"), pursuant to Section
25.120 of the Commission‘s Rules, 47 C.F.R. § 25.120, seeks a 180—day special
temporary authorization ("STA") to operate certain earth station onboard vessel ("ESV")
terminals — Harris CapRock‘s new 2.4m multi—band SpaceTrack (Model ST5000—2.4) —
in the 27.6—28.4 GHz (Earth—to—space) band, 28.6—29.1 GHz (Earth—to—space) band, 17.8—
18.6 GHz (space—to—Earth) band and 18.8—19.3 GHz (space—to—Earth) band while
communicating with 03b Limited‘s ("O3b") Ka—band non—geostationary satellite orbit
("NGSO®") fixed—satellite service ("FSS") system.        This request supplements Harris
CapRock‘s concurrently filed 60—day STA application‘ and is consistent with a license
modification application for long—term operating authority that will be filed shortly.
       The ST5000—2.4 terminal will operate on U.S.—registered and non—U.S. registered
maritime vessels and enhance Harris CapRock‘s authorized ESV network, which
provides a wide array of essential satellite communications services to vessels in motion,
stationary oil drilling platforms and mobile rigs.      As discussed herein, grant of the
requested STA and associated waivers to permit Ka—band maritime operations is


\ See Application of Harris CapRock Communications, Inc. for a 60—Day
Special Temporary Authorization ("STA") to Operate an Earth Stations Onboard Vessel
("ESV") Terminals in the 27.6—28.4 GHz (Earth—to—space), 28.6—29.1 (Earth—to—space),
17.8—18.6 GHz (space—to—Earth) and 18.8—19.3 GHz (space—to—Earth) Frequency Bands
(filed February 24, 2016) ("60—day STA Application").


consistent with Commission precedent and would strongly serve the public interest.
I.     BACKGROUND
       As the Commission is aware, Harris CapRock has been engaged in extensive
development and testing of its ST5000—2.4 terminal," an innovative maritime earth station
terminal designed to communicate in C—band, Ku—band and Ka—band FSS frequencies.
Harris CapRock has filed a commercial modification application to authorize the
$T5000—2.4 terminal to operate in C—band and Ku—band frequencies," the pendency of
which effectively precludes the filing of another modification application to add Ka—band
operational authority and necessitates this request to enable the ST5000—2.4 terminal to
communicate O3b‘s Ka—band NGSO FSS system.              Harris CapRock intends to file a
license modification application to authorize long—term Ka—band operations of the
ST5000—2.4 terminal at the earliest practicable time.
     _ The Technical Appendix and draft FCC Form 312 and Schedule B contain
relevant information relating to the technical parameters, antenna performance
information, radiation hazard analysis and general antenna specifications for the ST5000—
2.4 terminal. Harris CapRock requests a waiver of certain rules necessary to facilitate
ST5000—2.4 Ka—band operations in the maritime context as proposed herein. Furthermore,
Harris CapRock‘s operations of the ST5000—2.4 terminal will be consistent with the terms .
and conditions imposed on ESV terminal operations with the O3b system.
               A. O3b‘s NGSO FSS System
       In 2015, the Commission granted O3b‘s Petition for Declaratory Ruling seeking
market access to serve the United States." In that application, 03b submitted a Schedule
S describing the technical characteristics of its satellite system.   Harris CapRock will
operate the ST5000—2.4 terminals consistent with the technical parameters outlined in the



* See, e.g., Harris CapRock, File No. 0734—EX—ST—2015 (authorization expired Jan. 22,
2016); File No. 0454—EX—ST—2015 (authorization expired Nov. 12, 2015).

* See Harris CapRock, File Nos. SES—MOD—20150915—00599 & SES—AMD—20151205—
00907 (Call Sign EO60157) ("Pending Modification Application").

* See 03b Limited, File No. SAT—LOI—20141029—00118, Call Sign $2935 (granted Jan.
22, 2015).


O3b Schedule S.
        The Commission has granted Ka—band ESV operating authority to O3b for
maritime operations nearly identical to those proposed herein.         In May 2014, the
Commission granted 03b a blanket ESV license and a related waiver to operate one
hundred ESV terminals on U.S. and non—U.S.—registered vessels in NGSO primary Ka—
band spectrum, 28.6—29.1 GHz (Earth—to—space) and 18.8—19.3 GHz (space—to—Earth)." In
September 2014, the Commission granted authority to 03b to operate ESV terminals on
three non—U.S.—registered vessels in GSOQ primary Ka—band spectrum, 28.35—28.4 GHz
(Earth—to—space) and 18.3—18.6 GHz (space—to—Earth).©" In May 2015, the Commission
granted O3b maritime operating authority to operate terminals on six non—U.S.—registered
maritime vessels in the local multipoint distribution service ("LMDS") primary uplink
band, 27.6—28.35 GHz (Earth—to—space), and the fixed service ("FS") primary downlink
band, 17.8—18.3 GHz (space—to—Earth).‘ Most recently, in January 2016, the Commission
granted Q3b a waiver to operate on up to thirty foreign—flagged vessels in the in the 27.6—
28.4 GHz, 17.8—18.6 GHz and 18.8—19.3 GHz bands.®
       The foregoing constitutes extensive precedent for Commission licensing of Ka—
band maritime terminals to communicate with Q3b‘s NGSO FSS system. The proposed
operations of the ST5000—2.4 terminal are virtually identical to those authorized in the
Commission decisions noted above, and thus can be authorized on the same basis as the
prior grants to O3b. Grant of the requested STA will enhance competition and enable


* See 03b Limited, File No. SES—LIC—20130528—00455 (Call Sign E130098); Letter from
Jose Albuquerque, Chief, Satellite Division and Mark Settle, Chief, Policy and Rules
Division, to Joslyn Read, O3b Limited, DA 14—637 (rel. May 13, 2014).

° See File No. SES—MSC—2014031 8-00150, Letter from Jose Albuquerque, Chief,
Satellite Division and Mark Settle, Chief, Policy and Rules Division, to Suzanne Malloy,
O3b Limited, DA 14—1369 (rel. September 22, 2014).

" See SES—MSC—20150206—00066, Letter from Jose Albuquerque, Chief, Satellite
Division and Mark Settle, Chief, Policy and Rules Division, to Suzanne Malloy, O3b
Limited, DA 15—601 (rel. May 20, 2015).

8 See File No. SES—MSC—20151021—00760, Letter from Jose Albuquerque, Chief,
Satellite Division and Mark Settle, Chief, Policy and Rules Division, to Suzanne Malloy,
O3b Limited, DA 16—99 (rel. January 29, 2016).


more efficient provision of critical communications services to government users and
commercial customers in the maritime, oil and gas, and other industries.
       Harris CapRock notes that O3b has previously completed all necessary
coordination with U.S. government satellite networks operating in the Ka—band, including
GSO and NGSO networks.          Q3b has also completed coordination with the U.S.
government under footnote US334 of the United States Table of Frequency Allocations
("Table of Allocations"). Harris CapRock‘s proposed operations will be in accordance
with all existing and future coordination agreements between O3b and other authorized
Ka—band spectrum users. Finally, Harris CapRock will operate pursuant to the terms of
O3b‘s U.S. market access grant and, to the extent relevant, will fully satisfy any
conditions of the grant to communicate with O3b‘s NGSO system."
IL.    SPECTRUM USE
       The Table of Allocations and the Commission‘s Ka—band Plan ("Ka—band Plan")
identify various spectrum allocations for NGSO FSS operations but no rules have been
adopted for mobile earth stations or ESV operations in these bands. In the absence of
such rules, Harris CapRock intends to operate the ST5000—2.4 terminal on a non—
conforming (unprotected and non—interference) basis at all times when the terminals are
in motion. When the ESVs are stationary, Harris CapRock will operate the ST5000—2.4
in accordance with the Table of Allocations and Ka—band Plan or, to the extent necessary,
seek a limited waiver of the Commission‘s Rules to operate the terminal on a non—
conforming basis. Because the Commission has not adopted technical rules governing
Ka—band ESV maritime operations, Harris CapRock will comply with the Commission‘s
general rules and policies governing Ku—band ESV operations."
       Harris CapRock seeks to communicate with O3b‘s Ka—band NGSO FSS system in
the following bands: 27.6—28.4 GHz (Earth—to—space), 28.6—29.1 GHz (Earth—to—space),
17.8—18.6 GHz (space—to—Earth) and 18.8—19.3 GHz (space—to—Earth). Issues associated
with Ka—band maritime terminal operations in these band segments are discussed below.


° See 03b Limited, File No.SAT—LOI—20141029—00118 (Call Sign $2935) (granted Jan.
22, 2015).
9 See 47 C.F.R. 25.222; Technical Appendix, IV & V (Tracking Report).


              A. Uplink Frequencies and Ka—band Designation
                      a. Primary NGSO FSS Uplink
       The Table of Allocations and Ka—band Plan provide that the 28.6—29.1 GHz
(Earth—to—space) band may be used by NGSOQ FSS systems on a primary basis and by
GSO FSS systems on a secondary basis."" Accordingly, when the ESVs are stationary,
Harris CapRock will operate the ESVs on a primary basis in the 28.6—29.1 GHz band.
When the ESVs are in motion, however, Harris CapRock intends to operate the ST5000—
2.4 terminal on a non—conforming (unprotected and non—interference) basis.
       As discussed in Section III, below, Harris CapRock respectfully requests a waiver
of the Table of Allocations, 47 C.F.R. §2.106, and Ka—band Plan to the extent necessary
to permit its non—conforming use of the 28.6—29.1 GHz band."            Harris CapRock
demonstrates that it can operate the ST5000—2.4 terminal without causing harmful
interference to authorized spectrum users and agrees to accept any harmful interference
from other services while operating on a non—conforming, unprotected basis. In addition,
Harris CapRock will not claim protection from conforming uses of the 28.6—29.1 GHz
band while the ESVs are in motion.
                      b. Secondary NGSO FSS Uplink
       The Commission‘s Table of Allocations and Ka—band Plan provide that LMDS
systems operate on a primary basis and FSS systems on a secondary basis in the 27.5—
28.35 GHz (Earth—to—space) band." In addition, GSO FSS systems operate on a primary
basis and NGSO FSS systems operate on a secondary basis in the 28.35—28.4 GHz (Earth—


‘ In the Matter ofRulemaking to Amend Parts 1, 2, 21, and 25 ofthe Commission‘s Rules
to Redesignate the 27.5—29.5 GHz Frequency Band, to Reallocate the 29.5—30.0 GHz
Frequency Band, to Establish Rules and Policies for Local Multipoint Distribution
Service andfor Fixed Satellite Services, 11 FCC Red. 19005, M 57—58 and 78 (1996)
("Ka—band Plan R&O"). See also In the Matter ofRedesignation ofthe 17.7—19.7 GHz
Frequency Band, Blanket Licensing ofSatellite Earth Stations in the 17.7—20.2 GHz and
27.5—30.0 GHz Frequency Bands, and the Allocation ofAdditional Spectrum in the 17.3—
17.8 GHz and 24.75—25.25 GHz Frequency Bands for Broadcast Satellite—Service Use, 15
FCC Red 13430, [« 28 and 34 (2000) ("Redesignation ofKa—band Plan R&0O").

* See United States Table of Frequency Allocations, 47 C.F.R. §2.106.

} See Ka—band Plan R&O § 59—62; see also Redesignation ofKa—band R&O [ 28.


to—space) band."*
        Accordingly, when the ESVs are stationary, Harris CapRock will operate the
ST5000—2.4 terminal on a secondary, non—harmful interference basis to LMDS in the
27.6—28.35 GHz band and to GSO FSS systems in the 28.35—28.4 GHz band. When the
terminal is in motion, however, Harris CapRock will operate the ST5000—2.4 on a non—
conforming (unprotected and non—interference) basis.
       Harris CapRock notes that its proposed operations in the 27.6—28.35 GHz band are
consistent with the Commission‘s view on the type of FSS operations that would not
cause harmful interference to primary LMDS stations in the band. The Commission has
previously stated that FSS operations in this band are limited to "gateway—type"
operations.""   The Commission‘s main concern is ubiquitous terminals that could
interfere with LMDS operations.‘" Although the rules limit operations in some bands to
gateway earth stations only, the 27.5—28.35 GHz band is not among them and there is no
requirement that earth stations actually serve as gateways.
       Harris CapRock‘s proposed stationary ESV operations at a small number of port
and offshore locations will be limited in scope and consistent with the Commission‘s
views on high data—rate, gateway—type operations.        The Commission has previously
recognized that Ka—band maritime earth station operations are consistent with its view of




‘* Ka—band Plan R&O "| 42; see also Redesignation ofKa—band Plan R&O | 28.
  The Commission‘s references to "gateway—type" service in the 27.5—28.35 GHz band
are not intended as a requirement that all earth stations in the band serve as gateway earth
stations. Rather, the mention of "gateway—type" service in the 27.5—28.35 GHz band
serves as an example of what the Commission‘s envisions as the type of service that FSS
operators would be able to provide on a secondary basis without causing interference to
primary LMDS stations in the band.

5 In the Matter ofRulemaking to Amend Parts 1, 2, 21, and 25 of the Commission‘s Rules
to Redesignate the 27.5— 29.5 GHz Frequency Band, to Reallocate the 29.5—30.0 GHz
Frequency Band, to Establish Rules and Policies for Local Multipoint Distribution
Service andfor Fixed Satellite Services, Third Report and Order, 12 FCC Red 22310,
22327, 4 42 (1997).


"gateway—type" operations."‘ Accordingly, Harris CapRock can be permitted to operate
on a secondary basis to LMDS in the 27.6-28.35 GHz band.
        As a secondary user, Harris CapRock‘s proposed NGSO FSS operations in the
27.6—28.35 GHz band must not cause interference to primary LMDS stations.            The
attached Comsearch coordination reports demonstrate that Harris CapRock may operate
the $ST5000—2.4 terminal without causing harmful interference to LMDS licensees.
Harris CapRock has completed coordination of its proposed Ka—band ESV operations in
the 27.6—28.35 GHz band with existing terrestrial licenses in the port areas where
equipped vessels will be docked."*       No objections were received from incumbent
licensees.   Furthermore, Harris CapRock agrees not to cause harmful interference to
future primary LMDS operations in the band and will accommodate any future LMDS
licensees to the extent necessary to avoid harmful interference.
       As a secondary user in the 28.35—28.4 GHz band, Harris CapRock must operate
the ST5000—2.4 terminal on a secondary basis to GSO FSS system and not cause harmful
interference to U.S.—licensed GSO FSS operations.       Harris CapRock will operate the
terminal consistent with the off—axis EIRP limits specified in Section 25.138 of the
Commission‘s Rules to ensure no interference with GSO FSS Ka—band satellite
operations.19 Furthermore, as discussed, the ST5000—2.4 terminal is designed to meet
certain FCC ESV operational requirements for Ku—band ESVs, including the pointing
accuracy, automatic cessation and recording requirements.""           Finally, O3b has
demonstrated that operations of its Ka—band NGSO system comply with relevant
Equivalent Power Flux Density ("EPFD") limits,"‘ thus providing the required level of


‘‘ See 03b Limited, File No. SES—MSC—20150206—00066.

 Frequency coordination reports have been completed for port locations in Fort
Lauderdale, Florida, Miami, Florida, Port Canaveral, Florida and San Juan, Puerto Rico.
See Technical Appendix, VII.

 See 47 C.F.R. § 25.138; Technical Appendix, I.

* See Technical Appendix, V.

* See 03b Limited, File No. SES—MSC—20150206—00066, Technical Appendix A.7;
contactMEO Communications, LLC, 21 FCC Red 4035, 4043—4044 (IB 2006) (where the
Commission held that compliance with the ITU‘s EPFD limits provides a sufficient basis


protection to GSOQO FSS systems.
        When the S$T5000—2.4 is in motion, Harris CapRock intends to operate the
terminal on a non—conforming (unprotected and non—interference) basis in the 27.6—28.4
GHz band. As discussed in Section III, below, Harris CapRock respectfully requests a
waiver of the Table of Allocations, 47 C.F.R. §2.106, and Ka—band Plan to the extent
necessary to permit its non—conforming use of the 27.6—28.4 GHz band."              Harris
CapRock demonstrates that it can operate the S$ST5000—2.4 terminal without causing
harmful interference to authorized spectrum users and agrees to accept any harmful
interference from other services while operating on a non—conforming, unprotected basis.
In addition, Harris CapRock will not claim protection from conforming uses of the 27.6—
28.4 GHz band while the ESVs are in motion.
               B. Downlink Frequencies and Ka—band Designation
                      a. Primary NGSO FSS Downlink
       The Table of Allocations and the Commission‘s Ka—band Plan provide that the
18.8—19.3 GHz (space—to—Earth) band may be used by NGSO FSS operations on a
primary basis."    Accordingly, when the ESVs are stationary, H-arris CapRock will
operate the ESVs on a primary basis in the 18.8—19.3 GHz band.               Because the
Commission has not adopted rules governing Ka—band terminal operations onboard
maritime vessels, Harris CapRock intends to operate the ESVs on a non—conforming basis
when the vessels are in motion.
       As discussed in Section III, below, Harris CapRock respectfully requests a waiver
of the Table of Allocations, 47 C.F.R. §2.106, and Ka—band Plan to the extent necessary
to permit its non—conforming use of the 18.8—19.3 GHz band."             Harris CapRock


for an NGSO FSS system to operate on a non—interference basis in a band in which GSO
FSS systems are primary).

* See United States Table of Frequency Allocations, 47 C.F.R. §2.106.

* See Ka—band Plan R&OQ M 59—62; see also Redesignation ofKa—band R&Q «[ 28. Note
that low power point—to—multipoint terrestrial fixed systems may continue to be licensed
and operate on a co—primary basis with NGSO/FSS in the 18.82—18.87 GHz and 19.16—
19.21 GHz bands.

** See United States Table of Frequency Allocations, 47 C.F.R. §2.106.


demonstrates that it can operate the ST5000—2.4 terminal without causing harmful
interference to authorized spectrum users and agrees to accept any harmful interference
from other services while operating on a non—conforming, unprotected basis. In addition,
Harris CapRock will not claim protection from conforming uses of the 18.8—19.3 GHz
band while the ESVs are in motion.
                         b. Downlink with No NGSO FSS Allocation
          The Table of Allocations and the Commission‘s Ka—band Plan provide that the
17.8—18.3 GHz band may be used by FS systems on a primary basis and NGSO FSS
systems are non—conforming."" Similarly, the Table of Allocations and Ka—band Plan
provide that in the 18.3—18.6 GHz band, FSS services are limited to GSO FSS
operations."" Accordingly, Harris CapRock will operate its ESVs on a non—conforming
basis while stationary or in motion in the 17.8—18.6 GHz band.
          As discussed in Section III, below, Harris CapRock respectfully requests a waiver
of the Table of Allocations, 47 C.F.R. §2.106, and Ka—band Plan to the extent necessary
to permit its non—conforming use of the 17.8—18.6 GHz band.""             Harris CapRock
demonstrates that it can operate the ST5000—2.4 terminal without causing harmful
interference to authorized spectrum users and agrees to accept any harmful interference
from other services while operating on a non—conforming, unprotected basis. In addition,
Harris CapRock will not claim protection from conforming uses of the 17.8—18.6 GHz
band while the ESVs are in motion.
   III.      WAIVER REQUESTS
          Harris CapRock is seeking a waiver of the U.S. Table of Frequency Allocations,
47 C.F.R. § 2.106, and the Commission‘s Ka—band plan to the extent necessary to permit
non—conforming operation of the ST5000—2.4 terminal. In considering requests for non—
conforming uses, the Commission has indicated it would grant such waivers when there
is little potential for interference into any service authorized under the Table of



* See Redesignation ofKa—band Plan R&Q «@ 28 and 34.
* 1Id.; see United States Table of Frequency Allocations, footnote NG164.

*" See United States Table of Frequency Allocations, 47 C.F.R. §2.106.


Allocations and when the non—conforming operator accepts any interference from
authorized services."" In the following sections, Harris CapRock demonstrates it can
operate the ST5000—2.4 terminal on a non—conforming basis consistent with Commission
policies and precedent.
               A. 28.6—29.1 GHz Uplink Band
       When the ESVs are in motion, Harris CapRock proposes to operate the ST5000—
2.4 terminal on a non—conforming basis in the 28.6—29.1 GHz band. Harris CapRock will
not claim protection from conforming uses of the spectrum while the ESVs are in motion
and agrees to accept any harmful interference from other services. In addition, Harris
CapRock will immediately terminate its ESV operations upon notification that such
operations are not permitted under the terms of a coordination agreement with, or are
causing harmful interference to, any lawfully operating radio system in the 28.6—29.1
GHz band in conformance with the Table of Allocations. Harris CapRock‘s operations
will be in accordance with any coordination agreement that has been or will be reached
between O3b and other lawfully operating spectrum users.
       There is little to no potential for interference to existing secondary GSO FSS
systems in these bands."" While there are no rules for mobile maritime operations in the
Ka—band, Harris CapRock will operate the proposed terminals within the off—axis EIRP
limits specified in Section 25.138 of the Commission‘s Rules and will otherwise comply
with the Commission‘s two—degree spacing policy.""          As discussed in the attached
Technical Appendix, the ST5000—2.4 terminal is designed to meet the FCC‘s
requirements for Ku—band ESV operatigns, including: (i) pointing accuracy of 0.2° or
better; (ii) automatic cessation of emissions within 100 ms if pointing offset exceeds 0.5°;


* See Letter from Jose Albuquerque, Chief, Satellite Division and Mark Settle, Chief,
Policy and Rules Division, to Suzanne Malloy, O3b Limited, DA 14—1369 (rel.
September 22, 2014); Contactmeo Communications, LLC, Order and Authorization, 21
FCC Red 4035, 4044 (IB 2006); ViaSat AMSS Order, File No. SES—MFS—20090624—
00789; see also 47 C.F.R. § 1.3.

* There is no potential for interference into other NGSO FSS systems because O3b‘s
system is currently the only authorized NGSO FSS system in the United States.

39 See 47 C.F.R. § 25.138; Technical Appendix, Section IIL


                                             10


and (iii) transmissions will not resume until pointing accuracy is within 0.2°."" Harris
CapRock has also designed a system to record a vessel‘s location, transmit frequency,
channel bandwidth and satellite used, which can be made available to a FSS operator
within 24 hours of a request.
       Article 22 of the ITU Radio Regulations sets forth standards for interference
protection of GSO satellite networks from NGSO satellite systems.          As previously
demonstrated by O3b, operations of the subject Ka—band NGSO system comply with the
relevant EPFD uplink limits in the 28.6—29.1 GHz band."" Harris CapRock will operate
the ST5000—2.4 consistent with the EPFD limits of O3b‘s system to provide the required
level of protection from GSO FSS systems operating in the 28.6—29.1 GHz band.
               B. 27.6—28.4 GHz Uplink Band
       When the ESVs are in motion, Harris CapRock proposes to operate the ST5000—
2.4 terminal on a non—conforming basis in the 27.6—28.4 GHz band. Harris CapRock will
not claim protection from conforming uses of the spectrum while the ESVs are in motion
and agrees to accept any harmful interference from other services while operating on a
non—conforming, unprotected basis.      In addition, Harris CapRock will immediately
terminate its ESV operations upon notification that such operations are not permitted
under the terms of a coordination agreement with, or are causing harmful interference to,
any lawfully operating radio system in the 27.6—28.4 GHz band in conformance with the
Table of Allocations.    Harris CapRock‘s operations will be in accordance with any
coordination agreement that has been or will be reached between Q3b and other lawfully
operating spectrum users.
       There is little to no potential for interference to LMDS or GSO FSS operations
from Harris CapRock‘s proposed ESV operations in the 27.6—28.4 GHz band. Not only
has Harris CapRock coordinated the relevant port areas, but while the ESVs are in motion


*‘ See Technical Appendix, IV. & V.

* See O3b Limited, File No. See File No. SES—LIC—20130528—00455, Technical
Appendix, A.7; contactMEO Communications, LLC, 21 FCC Red 4035, 4043—4044 (IB
2006) (where the Commission held that compliance with the ITU‘s EPFD limits provides
a sufficient basis for an NGSO FSS system to operate on a non—interference basis in a
band in which GSO FSS systems are primary).



                                           11


the subject vessels will be sufficient distance from the U.S. coastline to prevent harmful
interference to potentially affected terrestrial licensees.   In addition, operations of the
ST5000—2.4 will be consistent with the EPFD uplink limits in the 27.6—28.4 GHz band to
protect authorized spectrum users pursuant to Article 22 of the ITU Radio Regulations.""
Furthermore, Harris CapRock will operate the proposed terminals within the off—axis
EIRP limits specified in Section 25.138 of the Commission‘s Rules and observe the
Commission‘s Ku—band ESV requirements for pointing accuracy, recording and
automatic cessation. Thus, while the ESVs are in motion, Harris CapRock can operate on
a non—conforming basis without causing harmful interference to authorized GSO FSS or
LMDS operations in the 27.6—28.4 GHz band.
               C. 18.8—19.3 GHz Downlink Band
       When the ESVs are in motion, Harris CapRock proposes to operate the ST5000—
2.4 terminal on a non—conforming basis in the 18.8—19.3 GHz band. Harris CapRock will
not claim protection from conforming uses of the spectrum while the ESVs are in motion
and agrees to accept any harmful interference from other services while operating on an
unprotected, non—conforming basis.       In addition, Harris CapRock will immediately
terminate its ESV operations upon notification that such operations are not permitted
under the terms of a coordination agreement with, or are causing harmful interference to,
any lawfully operating radio system in the 18.8—19.3 GHz band in conformance with the
Table of Allocations. Harris CapRock‘s operations will also be in accordance with any
coordination agreement that has been or will be reached between O3b and other lawfully
operating spectrum users.
       Because there are no other Ka—band NGSO FSS systems authorized in the United
States, Harris CapRock‘s proposed operations will not cause harmful interference to other
NGSO FSS systems. Furthermore, as previously demonstrated by O3b, operations of the
subject Ka—band NGSO system comply with the relevant Power Flux Density ("PFD")


* See O3b Limited, File No. SES—MSC—20150206—00066, Technical Appendix A.7;
contactMEO Communications, LLC, 21 ECC Red 4035, 4043—4044 (IB 2006) (where the
Commission held that compliance with the ITU‘s EPFD limits provides a sufficient basis
for an NGSO FSS system to operate on a non—interference basis in a band in which GSO
FSS systems are primary).



                                             12


downlink limits for the 18.8—19.3 GHz band designed to protect terrestrial FS services."*
Harris CapRock‘s proposed ESV operations are consistent with the PFD limits of O3b‘s
system and will provide the required level of protection from terrestrial FS systems
operating in the 18.8—19.3 GHz band when the ESVs are in motion. Furthermore, the
ESVs will operate within the off—axis EIRP limits specified in Section 25.138 of the
Commission‘s Rules and observe the Commission‘s Ku—band ESV requirements for
pointing accuracy, recording and automatic cessation to ensure no harmful interference to
authorized FS operations.
               D. 17.8—18.6 GHz Downlink Band
       When the ESVs are stationary or in motion, Harris CapRock proposes to operate
the ST5000—2.4 terminal on a non—conforming basis in the 17.8—18.6 GHz band. Harris
CapRock will not claim protection from conforming uses of the spectrum while the ESVs
are in motion and agrees to accept any harmful interference from other services while
operating on an unprotected, non—conforming basis. In addition, Harris CapRock will
immediately terminate its ESV operations upon notification that such operations are not
permitted under the terms of a coordination agreement with, or are causing harmful
interference to, any lawfully operating radio system in the 17.8—18.6 GHz band in
conformance with the Table of Allocations. Harris CapRock‘s operations will be in
accordance with any coordination agreement that has been or will be reached between
O3b and other lawfully operating spectrum users.
       There is no potential for the proposed operations to cause interference to other
spectrum users because they are receive operations and would be the victim of
interference from terrestrial transmit operations. As previously demonstrated by O3b,
operations of its Ka—band NGSO system comply with the relevant PFD downlink limits
for the 17.8—18.6 GHz band designed to protect terrestrial FS services."" Operations of




* See O3b Limited, File No. SES—LIC—20130528—00455, Technical Appendix, A.5—A.7.
Fixed Service stations in the United States operating in the 18.8—19.3 GHz band are no
longer co—primary with FSS users in this band. (See 47 C.F.R. § 101.85(b)(2).)

* See O3b Limited, File No. SES—MSC—20150206—00066, Technical Appendix A.5



                                           13


the 03b system also comply with EPFD downlink limits in the 18.3—18.6 GHz band,""
therefore providing the required level of protection from GSO FSS systems operating in
the band. Furthermore, the ESVs will operate within the off—axis EIRP limits specified in
Section 25.138 and observe the Commission‘s Ku—band ESV pointing accuracy,
recording and automatic cessation requirements to ensure that there is no harmful
interference to GSO FSS systems in this band.
                 E. Waiver Precedent
          There is strong Commission precedent for granting the waivers requested herein.
The Commission has granted virtually identical waivers to O3b for its non—conforming
use of the Ka—band for maritime operations."‘         Harris CapRock‘s proposed ESV
operations are fundamentally the same as O3b‘s authorized operations. The Commission
also has granted similar waivers to enable Ka—band aeronautical operations in the absence
of rules governing Ka—band earth stations aboard aircraft ("ESAAs")."°
          Harris CapRock has demonstrated that it can operate the ST5000—2.4 terminal in
the maritime context on a non—conforming basis in each band without causing harmful
interference to authorized users and agrees to accept any harmful interference from other
authorized systems.     Accordingly, grant of the requested waivers is consistent with
Commission precedent and will not undermine other uses of the subject bands.
    IV.      EXPEDITED CONSIDERSATION
          Contemporaneous with this STA application, Harris CapRock has filed a request
for 60—day STA to operate the ST5000—2.4 terminal and communicate with O3b‘s NGSO
FSS system. Harris CapRock has requested interim 60—day operating authority to afford
the Commission time to place this STA application on public notice for comment by
interested parties.
          As the Commission is aware, the pendency of a separate modification application


3 Id. A.7
*" See File No. SES—LIC—20130528—00455 (Call Sign E130098); File No. SES—MSC—
20140318—00150; File No. SES—MSC—20150206—00066; File No. SES—MSC—20151021—
00760; Section I.A.

3% See ViaSat Authorization, File No. SES—LIC—20120427—00404, Call Sign E120075.


                                            14


 to add the ST5000—2.4 in the C—band and Ku—band to Harris CapRock‘s ESV license
 effectively precludes filing a new modification to add Ka—band operating authority to the
 license."" Harris CapRock has consulted with Commission staff and concluded, as a

 result of processing limitations within the International Bureau Filing System (IBFS), it
 is necessary to file requests for STA authority to support initial ST5000—2.4 Ka—band
 operations.
        Expeditious processing of this STA request will ensure that the substantial public
benefits of ST5000—2.4 terminal operations can be realized until such time as Harris
CapRock is able to file its contemplated modification application for long—term operating
authority. Harris CapRock acknowledges that any action on the requested STA will not
affect the Commission‘s ultimate determination with respect to the forthcoming
modification application.
   v.      PUBLIC INTEREST
        Grant of the requested 180—day STA will strongly serve the public interest.
Authorizing operation of the ST5000—2.4 terminal will allow Harris CapRock to provide
more robust broadband satellite communications services to a wide array of users,
including vessels in motion, marine barges and remote oil platforms that may be unable
to obtain communications services through alternative facilities. The ST5000—2.4 multi—
band terminal also will enhance operational flexibility and available satellite capacity by
utilizing Ka—band spectrum, in addition to other commercial FSS bands, to meet maritime
customer needs. Users will be able to utilize high—speed Internet access, corporate VPN,
e—mail, voice and other services, including emergency communications to support
employees in remote locations, throughout international and U.S. waterways.
        Near—term deployment of this terminal will also ensure that Harris CapRock (a
U.S. equipment manufacturer and service provider) and other U.S. interests can
participate more fully in the development of these important new services and improve
competition among maritime service providers            Moreover, Harris CapRock has
expended considerable effort in preparing equipment and personnel to facilitate near—term
introduction of the ST5000—2.4 terminal and grant of the requested authority will allow
commercial and government customers to benefit from the expansion of maritime

* See Pending Modification Application.


                                            15


satellite communications services.
   VI.      CONCLUSION
         In view of the foregoing, the public interest would be served by a grant of the
requested 180—day STA to allow Harris CapRock to operate the ST5000—2.4 terminal in
the Ka—band with the O3b system as described herein.




                                           16


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   Approved by OMB
           3060—0678

   Date & Time Filed:
   File Number: ———
       FCC APPLICATION FOR SPACE AND EARTH STATION:MOD OR AMD —
                              MAIN FORM                                                                                    FCC Use Only

                                FCC 312 MAIN FORM FOR OFFICIAL USE QONLY
  APPLICANT INFORMATION
  Enter a description of this application to identify it on the main menu:
  Modification to add Ka—band ESV to Call Sign E060157
   1—8. Legal Name of Applicant
    Name:        Harris CapRock Communications, Inc.                                         Phone Number:            832—668—2753

    g?rfie:                                                                                   Fax Number:              832—668—2780
    Street:      4400 S. Sam Houston Parkway Ea                                              E—Mail:                  ellenann.sands@harris.com
    City:        Houston                                                                     State:                  TX
   Country:      USA                                                                         Zipcode:                77048 =
   Attention: Ms. EllenAnn Sands
   9—16. Name of Contact Representative
   Name:         Carlos Nalda                                                Phone Number:                   571—332—5626
   Company: LMI Advisors                                                     Fax Number:
   Street:       8601 James Creek Drive                                      E—Mail:                         cnalda@Imiadvisors.com
   City:         Springfield                                                 State:                          VA
   Countrslz     USA                                                         Zipcode:                        22152«
   Attention: Mr. Carlos M. Nalda                                            Relationship:                   Other
  CLASSIFICATION OF FILING
   17. Choose the button next to the classification
   that applies to this filing for both questions a. (N/A) b1. Application for License of New Station
   and b. Choose only one for 17a and only one       (N/A) b2. Application for Registration of New Domestic Receive—Only Station
   for 17b.                                             b3. Amendment to a Pending Application
                                                       ® 4. Modification of License or Registration
   ® a1, Earth Station                                 b5. Assignment of License or Registration
   O a. Space Station                                  b6. Transfer of Control of License or Registration
                                                       O a7. Notification of Minor Modification
                                                       (N/A) b8. Application for License of New Receive—Only Station Using Non—U.S. Licensed Satellite
                                                       (N/A) b9. Letter of Intent to Use Non—U.S. Licensed Satellite to Provide Service in the United States
                                                       (N/A) b10. Other (Please specify)
                                                       (N/A) b11. Application for Earth Station to Access a Non—U.S .satellite Not Currently Authorized to Provide
                                                       the Proposed Service in the Proposed Frequencies in the United States.
   17c¢. Is a fee submitted with this application?
   ® ; Yes, complete and attach FCC Form 159.

   If No, indicate reason for fee exemption (see 47 C.F.R.Section 1.1114).
   & Governmental Entity & Noncommercial educationallicensee
   & Other(please explain):
   17d.
   Fee Classification CGV — Fixed Satellite VSAT System
   18. If this filing is in reference to an existing   19. If this filing is an amendment to a pending application enter both fields, if this filing is a modification
   station, enter:                                     please enter only the file number:
   (a) Call sign of station:                                                                                      b) Fil      ber:
                                                       (a) Date pending application was filed:                   (b) File number
   E060157
                                                                                                                 SESAMD20151205009



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                                                                       TYPE QF SERVICE
   20. NATURE OF SERVICE: This filing is for an authorization to provide or use the following type(s) of service(s): Select all that apply:


   O a. Fixed Satellite
   C] b. Mobile Satellite
          c. Radiodetermination Satellite
   Q d. Earth Exploration Satellite
          e. Direct to Home Fixed Satellite
   C ¢. Digital Audio Radio Service
   K g. Other (please specify)
   ESV
   21. STATUS: Choose the button next to the applicable status. Choose only          |[22. If earth station applicant, check all that apply.
   one.                                                                              0 Using U.S. licensed satellites
   & Common Carrier ® Non—Common Carrier                                             X] Using Non—U.S. licensed satellites
   23. If applicant is providng INTERNATIONAL COMMON CARRIER service, see instructions regarding Sec. 214 filings. Choose one. Are these facilities:
   O Connected to a Public Switched Network O Not connected to a Public Switched Network @ N/A
   24. FREQUENCY BAND(S): Place an ‘X‘ in the box(es) next to all applicable frequency band(s).
   0O . C—Band (4/6 GHz) C b. Ku—Band (12/14 GHz)
   K] c.Other (Please specify upper and lower frequencies in MHz.)
   Frequency Lower: 17800 Frequency Upper: 29100 (Please specify additional frequencies in an attachment)
                                                                       TYPE OF STATION
   25, CLASS OF STATION: Choose the button next to the class of station that applies. Choose only one.
   C a. Fixed Earth Station
   O b, Temporary—Fixed Earth Station
   O c.12/14 GHz VSAT Network
   C d. Mobile Earth Station
   O c. Geostationary Space Station
   O ¢. Non—Geostationary Space Station
   ® 5. Other (please specify) ESV
   26. TYPE OF EARTH STATION FACILITY:
   ® Transmit/Receive O Transmit—Only O Receive—Only 9 N/A
   "For Space Station applications, select N/A."
                                                 PURPOSE OF MODIFICATION
   27. The purpose of this proposed modification is to: (Place an ‘X‘ in the box(es) next to all that apply.)

   L a —— authorization to add new emission designator and related service
   0 b —— authorization to change emission designator and related service
   L c —— authorization to increase EIRP and EIRP density
   0 d —— authorization to replace antenna
   X] e —— authorization to add antenna
   L f —— authorization to relocate fixed station
   C g —— authorization to change frequency(ies)
      h —— authorization to add frequency
   Ed i —— authorization to add Points of Communication (satellites & countries)
   0 j —— authorization to change Points of Communication (satellites & countries)
       k —— authorization for facilities for which environmental assessment and
   radiation hazard reporting is required
   L | —— authorization to change orbit location
       m —— authorization to perform fleet management
   C n —— authorization to extend milestones
   L0 o —— Other (Please specify)

                                                                ENVIRONMENTAL POLICY
   28. Would a Commission grant of any proposal in this application or amendment have a significant environmental impact as
   defined by 47 CFR 1.1307? If YES, submit the statement as required by Sections 1.1308 and 1.1311 of the Commission‘s                  O Yes ® No
   rules, 47 C.F.R. 1.1308 and 1.1311, as an exhibit to this application .A Radiation Hazard Study must accompany all
   applications for new transmitting facilities. major modifications, or major amendments.




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      ALIEN QOWNERSHIP Earth station applicants not proposing to provide broadcast, common carrier, aeronautical en route or
                     aeronautical fixed radio station services are not required to respond to Items 30—34.
   29. Is the applicant a foreign government or the representative of any foreign government?                                            O Yes ® No

    30. Is the applicant an alien or the representative of an alien?                                                      |              O ves 2 No ® N/A

   31. Is the applicant a corporation organized under the laws of any foreign government?                                                O ¥es O No ® N/A
   32. Is the applicant a corporation of which more than one—fifth of the capital stock is owned of record or voted by aliens or
   their representatives or by a foreign government or representative thereof or by any corporation organized under the laws of a C ves 2 No ® N/A
   foreign country?

   33. Is the applicant a corporation directly or indirectly controlled by any other corporation of which more than one—fourth of
   the capital stock is owned of record or voted by aliens, their representatives, or by a foreign government or representative          O ¥es 2 No ® N/A
   thereof or by any corporation organized under the laws of a foreign country?

   34. If any answer to questions 29, 30, 31, 32 and/or 33 is Yes, attach as an exhibit an identification of the aliens or foreign
   entities, their nationality, their relationship to the applicant, and the percentage of stock they own or vote.

                                                                       BASIC QUALIFICATIONS
   35. Does the Applicant request any waivers or exemptions from any of the Commission‘s Rules?                                          ® ves 2 No
   If Yes, attach as an exhibit, copies of the requests for waivers or exceptions with supporting documents.

   36. Has the applicant or any party to this application or amendment had any FCC station authorization or license revoked or           ¢4 Yes ® No
   had any application for an initial, modification or renewal of FCC station authorization, license, or construction permit
   denied by the Commission? If Yes, attach as an exhibit, an explination of cireumstances.

   37. Has the applicant, or any party to this application or amendment, or any party directly or indirectly controlling the             O Yes ® No
   applicant ever been convicted of a felony by any state or federal court? If Yes, attach as an exhibit, an explination of
   circumstances.

   38. Has any court finally adjudged the applicant, or any person directly or indirectly controlling the applicant, guilty of
   unlawfully monopolizing or attemptiing unlawfully to monopolize radio communication, directly or indirectly, through                  C ves ® No
   control of manufacture or sale of radio apparatus, exclusive traffic arrangement or any other means or unfair methods of
   competition?If Yes, attach as an exhibit, an explanation of circumstances

   39. Is the applicant, or any person directly or indirectly controlling the applicant, currently a party in any pending matter         O ves ® No
   referred to in the preceding two items? If yes, attach as an exhinit, an explanation of the circumstances.

   40. If the applicant is a corporation and is applying for a space station license, attach as an exhibit the names, address, and
   citizenship of those stockholders owning a record and/or voting 10 percent or more of the Filer‘s voting stock and the
   percentages so held. In the case of fiduciary control, indicate the beneficiary(ies) or class of beneficiaries. Also list the names
   and addresses of the officers and directors of the Filer.

   41. By checking Y¥es, the undersigned certifies, that neither applicant nor any other party to the application is subject to a
   denial of Federal benefits that includes FCC benefits pursuant to Section 5301 of the Anti—Drug Act of 1988, 21 U.S.C.
                                                                                                                                         ®@ Yes O No
   Section 862, because of a conviction for possession or distribution of a controlled substance. See 47 CFR 1.2002(b) for the
   meaning of "party to the application" for these purposes.

   42a. Does the applicant intend to use a non—U.S. licensed satellite to provide service in the United States? If Yes, answer 42b ® ves         No
   and attach an exhibit providing the information specified in 47 C.F.R. 25.137, as appropriate. If No, proceed to question 43.

   42b. What administration has licensed or is in the process of licensing the space station? If no license will be issued, what administration has coordinated or
   is in the process of coordinating the space station?U .K.

  43. Description. (Summarize the nature of the application and the services to be provided). Harris CapRock seeks Commission authority to
   modify its existing ESV license to add a new terminal (Model ST5000—2.4) to the license for operations in the Ka—band while
   communicating with O3b‘s NGSO FCC system.
   43a. Geographic Service Rule Certification
   By selecting A, the undersigned certifies that the applicant is not subject to the geographic service or geographic coverage          ® a
   requirements specified in 47 C.F.R. Part 25.

   By selecting B, the undersigned certifies that the applicant is subject to the geographic service or geographic coverage              O B
   requirements specified in 47 C.F.R. Part 25 and will comply with such requirements.

   By selecting C, the undersigned certifies that the applicant is subject to the geographic service or geographic coverage
   requirements specified in 47 C.F.R. Part 25 and will not comply with such requirements because it is not feasible as a                o
   technical matter to do so, or that, while technically feasible, such services would require so many compromises in satellite              C
   design and operation as to make it economically unreasonable. A narrative description and technical analysis demonstrating




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   this claim are attached.

  ——>
                                                                          CERTIFICATION
   The Applicant waives any claim to the use of any particular frequency or of the electromagnetic spectrum as against the regulatory power of the United States
   because of the previous use of the same, whether by license or otherwise, and requests an authorization in accordance with this application. The applicant
   certifies that grant of this application would not cause the applicant to be in violation of the spectrum aggregation limit in 47 CFR Part 20. All statements
   made in exhibits are a material part hereof and are incorporated herein as if set out in full in this application. The undersigned, individually and for the
   applicant, hereby certifies that all statements made in this application and in all attached exhibits are true, complete and correct to the best of his or her
   knowledge and belief, and are made in good faith.
   44. Applicantis a (an): (Choose the button next to applicable response.)


    C Individual
    O Unincorporated Association
    & Partnership
        Corporation
    C Governmental Entity
    C Other (please specify)

   45. Name of Person Signing                                                          46. Title of Person Signing
    EllenAnn Sands                                                                     Legal Counsel
                WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE PUNISHABLE BY FINE AND / OR IMPRISONMENT
                       (U.S. Code, Title 18, Section 1001), AND/OR REVOCATION OF ANY STATION AUTHORIZATION
                         (US. Code, Title 47, Section 312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, Section 503).

                                   SATELLITE EARTH STATION AUTHORIZATIONS
                              FCC Form 312 — Schedule B;(Technical and Operational Description)



                                                                 FOR OFFICIAL USE ONLY



   Location of Earth Station Site
   E1: Site Identifier:         ST5000—2.4                                                      ES5. Call Sign:                  E060157
   E2: Contact Name             Network Control Center                                          E6. Phone Number:                832—668—2775
   E3. Street:                  4400 S. Sam Houston Pkwy, E.                                    E7. City:                        Houston
                                                                                                E8. County:
   E4. State                    TX                                                              E9. Zip Code                     77046
   E1Q. Area of Operation:                                                                      U.S. and International Waterways
   E11. Latitude:               0 ° 0‘ 0.0 "
   E12. Longitude:              0 ° 0 ‘0.0 _
   E13. Lat/Lon Coordinates are:                                                                CNAD—27                          CNAD—83                       ® N/A
   E14. Site Elevation (AMSL):                                                                  0.0 meters

  E15. If the proposed antenna(s) operate in the Fixed Satellite Service (FSS) with geostationary satellites, do(es) the proposed
  antenna(s) comply with the antenna gain patterns specified in Section 25.209(a) and (b) as demonstrated by the manufacturer‘s OYes                     CNo      ®@N/A
  qualification measurement? If NO, provide as a technical analysis showing compliance with two—degree spacing policy.
  E16. If the proposed antenna(s) do not operate in the Fixed Satellite Service (FSS), or if they operate in the Fixed Satellite
  Service (FSS) with non—geostationary satellites, do(es) the proposed antenna(s) comply with the antenna gain patterns                     O¥Yes        ®No      CN/A
  specified in Section 25.209(a2) and (b) as demonstrated by the manufacturer‘s qualification measurements?

  E17. Is the facility operated by remote control? If YES, provide the location and telephone number of the control point.                  ® Yes           & No
                                                                                                                                       onmntinnmmnmntemmmtenzmemmmnmmmemmmmmn|
                                         messssssnetsentemreeeseesmeeemeeeoeentnmmmecmectnmenesmsesceenmntueaneetnceazzscaczinninennmmnmmnmemmeenteenzetetnntnmmmscmccmmn
  E18. Is frequency coordination required? If YES, attach a frequency coordination report as                                                ® Yes           C No
  E19. Is coordination with another country required? If YES, attach the name of the country(ies) and                                       O Yes           ® No
  plot of coordination contours as
  E20. FAA Notification — (See 47 CFR Part 17 and 47 CFR part 25.113(c)) Where FAA
  notification is required, have you attached a copy of a completed FCC Form 854 and/or the



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   FAA‘s study regarding the potential hazard of the structure to aviation?                                                        O Yes     ® No
   FAILURE TO COMPLY WITH 47 CFR PARTS 17 AND 25 WILL RESULT IN THE
   RETURN OF THIS APPLICATION.
  POINTS OF                 CATI

         lite Name:O3B—A ($2935) | O3B—A |              Eq. NGSO If       selected OTHER,           please enter the following:
       1. Common Name:                                                                        . ITU Name:
        . Orbit Location:

    atellite Name:O3B—A ($2935) | O3B—A |               Eq. NGSO If       selected OTHER,           please enter the foll
       1. Common                                                                              . ITU Name:
        . Orbit Location:                                                                   4.
  POINTS OF        MMUNICATION                     Points
       . Site Identifier: ST5000—2.4
       . Common Name:                                                                                     . Country: USA
       . Site Identifier: ST5000—2.4                                  .
       . Common Name:                                                                                     . Country: USA
  ANTENNA

   Site ID       E28.       E29.        E30.       E31.                   Arllgt?atzn.na           E41/42. Antenna Gain Transmint and/or
              Antenna Id] Quantity |Manufacturer| Model                       Size                     Recieve(     dBi at     GHz)


  $15900—lorsqoq xa |1000
  24
                                          [HB""!s
                                          CapRock
                                                             $T5000 |2.4                   55.2 dBi at 30.0
  ST5000—                                 Harris                                                     .
  24          ST5000 Ka |[1000            CapRock            ST5000 |[2.4                  54.7 dBi at 28.36

  $15900—lorsoqoq xa |1000
  24
                                          [BA""!s
                                          CapRock
                                                             $T5000 |2.4                   54.7 dBi at 28.36
                                                                               E37. Building|            E38. Total    |E39. Maximum
    E28.      E33/34. Diameter   E35. Above     E36. Above Height Above| Input Power Antenna Height       E40. Total
  Antennal,   ,.      .            Ground           Sea                                                  EIRP for al
     Id     Minor/Major{meters) Level(meters)]|Level{meters)    Ground      at antenna       Above      carriers(dBW)
                                                             Level{meters)flange(Watts)|Rooftop(meters)

  ky°°° 10.070.0                          0.0               0.0                0.0                  264               Ho.o                 69.4
  FREQUENCY
    E28.           £43/44.            E45.     E46. Antenna                   E47.               £48. Maximum                     £49. Maximum ERIP
  Antenna|        Frequency           T/R Polariza.tion(H.V.L,R)            Emission                EIRP per                           Density per
       Id        Bands(MHz)          |[Mode                     °* 0       Designator              Carrier(dBW)                   Carrier(dBW/4kHz)

  ISQ;SOOO    17800 18600            R        Horizontal and Vertical |1IM00G7D             |0.0                            0.0

  E50. Modulation and Services Up to 32APSK

  o.°0 |17800 18600                  [R       |Horizontal and vertical|40MOG7D I}o.o                                    No.o
  E50. Modulation and Services Up to 32APSK

  T.)°C (18800 19300                 [R       |Horizontal and verticat|1m00G7D              |0.0                            0.0
  E50. Modulation and Services Up to 32APSK

  ISQ;SOOO    18800 19300            R        Horizontal and Vertical 40M0G7D               [0.0                            0.0

  E50. Modulation and Services Up to 32APSK

  fou""" 127600 28400                |t       |Horizontal and verticat| 1M00G7D (69.4                                       454
  E5Q. Modulation and Services Up to 32APSK
  ST5000



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   Ka         ”27600 28400            IT        Horizontal and Vertical 40MOG7D                  “69.4                             ”29.4
   E50. Modulation and Services Up to 32APSK

   IS<TaSOOO 28600 29100               T        Horizontal and Vertical |1M00G7D                  [69.4                             45 4

   E50. Modulation and Services Up to 32APSK

   IS(’I;SOOO 28600 29100              T        Horizontal and Vertical |40M0G7D                 [69.4                              29 4

   E50. Modulation and Services Up to 32APSK
  FREQUENCY COORDINATION

                                                                              Ram               o8sr        dnlt,                  659.
         ;                          E54/55. Range of|   a._,.  Antenna        &                                              Antenna               E60. Maximum
     E28.             .    E52/53.          .          Station       .    Station                                                  .                          .
           E51. Satellite             Satellite Arc      &     Elevation    .                                                Elevation              EIRP Density
   Antenna      &         Frequency                   Azimuth            Azimuth
      1d    Orbit Type Limits(MHz) Eastern/Western Angle         Angle     Angle                                               Angle                 toward the
                                                           Limit                   8        Eastern                8          Western |[Horizon(dBW/4kHz)
                                                                             Eastern           h:          Western              faavs
                                                                               haaas         Limit            faas:            Limit
                                                                              Limit                         Limit
  ST5000 |Non—
  Ka     Geostationary 17800 18600 (0.0/0.0                                100.0          5.0             260.0              5.0             0.0

              Non—
              Geostationary 17800 18600 10.0/0.0                           100.0          5.0             260.0              5.0             0.0

              Non—                                                                                                     —
              Geostationary 18800 19300 |0.0/0.0                           100.0          5.0             260.0              5.0             0.0

              I(‘}IO“' .
                 eostationary
                              18800 19300 10.0/0.0                         100.0          5.0             260.0              5.0             0.0
              Non—
              Geostationary 27600 28400 10.0/0.0                           100.0          5.0             260.0             5.0              4.7

              Non—
              Geostationary 27600 28400 |0.0/0.0                           100.0          5.0             260.0              5.0             4.7

              Non—
              Geostationary 28600 29100 10.0/0.0                           100.0          5.0             260.0             5.0              4.7

              Non—
              Geostationary 28600 29100 |0.0/0.0                           100.0          5.0             260.0             5.0              4.7
  REMOTE CONTROL POINT LOCATION
  E61. Call Sign                                                                                                           E66. Phone Number
  N/A                                                                                                                      832—668—2775
  NOTE: Please enter the calisign ofthe controlling station, not the callsign for which this applicationis being
  filed. >
  E62. Street Address
  4400 S. Sam Houston Pkwy. E
  E63. City                                                                E68. County                                             E67/68.              E64. Zip Code
  Houston                                                                  Harris                                                  State/Country        77046
                                                                                                                                   TX/ USA
  FCC NOTICE REQUIRED BY THE PAPERWORK REDUCTION ACT

  The public reporting for this collection of information is estimated to average 2 hours per response, including the time for
  reviewing instructions, searching existing data sources, gathering and maintaining the required data, and completing and
  reviewing the collection of information. If you have any comments on this burden estimate, or how we can improve the
  collection and reduce the burden it causes you, please write to the Federal Communications Commission, AMD—PERM,
  Paperwork Reduction Project (3060—0678), Washington, DC 20554. We will also accept your comments regarding the
  Paperwork Reduction Act aspects of this collection via the Internet if you send them to PRA @fcee.gov. PLEASE DO NOT
  SEND COMPLETED FORMS TO THIS ADDRESS.

  Remember — You are not required to respond to a collection of information sponsored by the Federal government, and the
  government may not conduct or sponsor this collection, unless it displays a currently valid OMB control number or if we fail to
  provide you with this notice. This collection has been assigned an OMB control number of 3060—0678.



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  THE FOREGOING NOTICE IS REQUIRED BY THE PAPERWORK REDUCTION ACT OF 1995, PUBLIC LAW 104—13,
  OCTOBER 1, 1995, 44 U.S.C. SECTION 3507.




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Document Created: 2016-04-13 19:15:44
Document Modified: 2016-04-13 19:15:44

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