Attachment Request for Waiver

This document pretains to SES-MSC-20140318-00150 for Miscellaneous on a Satellite Earth Station filing.

IBFS_SESMSC2014031800150_1039609

         REQUEST FOR LIMITED WAIVER OF THE COMMISSION’S REQUIREMENTS


        O3b Limited (“O3b”) hereby requests a limited waiver of the Commission’s
requirements, to the extent needed and on the terms described below, to conduct tests
and demonstrations, and to provide commercial service, using Ka-band earth stations on
vessels (“ESVs”) on up to three foreign-flagged ships. To ensure timely initiation of
service, O3b asks that the waiver be granted no later than November 1, 2014.

       O3b has filed an application requesting a license to operate up to one hundred
2.2m and one hundred 1.2m ESVs on U.S.-flagged ships.1 The ESVs will communicate
with O3b’s non-geostationary satellite orbit (“NGSO”) Fixed-Satellite Service (“FSS”)
system. 2

        For statutory reasons, the Commission does not license ESVs that transmit from
foreign-flagged ships.3 The Commission requires, however, that ESVs on foreign-flagged
ships not cause harmful interference to FCC-licensed radio stations when the foreign-
flagged ships are located in U.S. waters. 4 In keeping with this requirement, O3b
demonstrated in the Blanket ESV Application that its ESVs on foreign-flagged ships, like
its ESVs on U.S.-flagged ships, will protect other stations.5

        This waiver request concerns ESVs on up to three foreign-flagged ships (the
“Three-Ship ESV Waiver Request”). As discussed below, O3b’s ESV operations on the
three ships are not covered by the showings in the Blanket ESV Application, because the
ESVs on the three ships will use different frequencies than the Blanket ESV Application
frequencies. Beginning later this year, O3b intends to engage in tests and
demonstrations of ESVs on the three ships (the “Tests”), and to provide commercial ESV
service on the three ships (the “Service”). Each ship will have up to three ESVs.

        For a portion of the time that the Tests are conducted and the Service is
provided, the ships will be located in or near U.S. waters. O3b is not seeking an FCC
license or special temporary authorization for the Tests and Service because, as

1
  See File No. SES-LIC-20130528-00455 (the “Blanket ESV Application”). As used in this filing, the term
“ships” includes all types of vessels that ESVs are permitted to serve.
2
  In September 2012, the Commission granted O3b a license to operate one of the gateways for this
system in Haleiwa, Hawaii. See FCC File No. SES-LIC-20100723-00952 (granted September 25, 2012). In
June 2013, the Commission granted O3b a license to operate a second gateway, which is located in
Vernon, Texas. See FCC File No. SES-LIC-20130124-00089 (granted June 20, 2013).
3
  “Section 306 of the Communications Act provides that the Commission does not have the authority to
license radio stations, such as ESVs, on vessels registered by foreign administrations (foreign-registered
vessels).” In the Matter of Procedures to Govern the Use of Satellite Earth Stations on Board Vessels in the
5925-6425 MHz/3700-4200 MHz Bands and 14.0-14.5 GHz/11.7-12.2 GHz Bands, 20 FCC Rcd 674, ¶ 122
(2004) (footnote omitted)(“ESV R&O”).
4
  Id., ¶¶ 122-126.
5
  Blanket ESV Application, Narrative, Sections II.E and II.F.


                                                    -2-

discussed above, the Commission does not issue such authorizations for ESVs that are
located on foreign-flagged ships. O3b, however, arguably requires a waiver of certain
Commission requirements in order for the Tests and Service to be located in or near U.S.
territorial waters. Out of an abundance of caution, O3b hereby requests these waivers.

       The waivers concern the Commission’s allocation for the frequencies that will be
used in connection with O3b’s Tests and Service. During the Tests and Service, O3b’s
ESVs will transmit on frequencies in the 28.35-28.4 GHz band and will receive on
frequencies in the 18.3-18.6 GHz band. The Commission’s Table of Allocations and Ka-
band frequency plan provide that: (i) in the 28.35-28.4 GHz uplink band, GSO FSS
systems are primary and NGSO FSS systems are secondary; and (ii) in the 18.3-18.6 GHz
band, GSO FSS systems are primary and NGSO FSS systems are non-conforming. 6 The
table and frequency plan make no provision for using NGSO FSS systems to
communicate in these bands with earth stations on mobile platforms such as ships.

        To the extent necessary, therefore, O3b requests a waiver of the Table of
Allocations and the Ka-band frequency plan. The waiver would permit O3b’s NGSO FSS
system to communicate with ESVs on up to three foreign-flagged ships so that O3b can
conduct the Tests and provide the Service when the ships are located in or near U.S.
waters. O3b acknowledges that grant of this waiver will be without prejudice to
Commission action on the Blanket ESV Application.

       The Tests and Service will take place initially on the Quantum of the Seas, a
Bahamas-flagged cruise ship operated by Royal Caribbean. There may be Tests and
Service on up to two additional Bahamas-flagged ships. The Utilities Regulation and
Competition Authority of the Bahamas is the administration that is responsible for
authorizing O3b to operate its ESVs on these three ships, and O3b will not commence
the Tests or the Service on any ship until this authority has been obtained.

       The Three-Ship ESV Waiver Request is the third waiver request that O3b has filed
in connection with operating ESVs on foreign-flagged ships in or near U.S. waters:

             •    O3b requested a blanket waiver permitting it to operate ESVs on foreign-
                  flagged ships when the ships are in or near U.S. waters (the “Blanket ESV
                  Waiver Request”).7 This waiver request, which is pending, is limited to

6
  In the Matter of Rulemaking to Amend Parts 1, 2, 21, and 25 of the Commission's Rules to Redesignate
the 27.5-29.5 GHz Frequency Band, to Reallocate the 29.5-30.0 GHz Frequency Band, to Establish Rules
and Policies for Local Multipoint Distribution Service and for Fixed Satellite Services, 11 FCC Rcd. 19005,
¶¶57-58 and 78 (1996). See also In the Matter of Redesignation of the 17.7-19.7 GHz Frequency Band,
Blanket Licensing of Satellite Earth Stations in the 17.7-20.2 GHz and 27.5-30.0 GHz Frequency Bands, and
the Allocation of Additional Spectrum in the 17.3-17.8 GHz and 24.75-25.25 GHz Frequency Bands for
Broadcast Satellite-Service Use, 15 FCC Rcd 13430, ¶¶ 28 and 34 (2000).
7
  See O3b’s Blanket ESV Application, FCC File No. SES-LIC-20130528-00455, and O3b’s Response to FCC
Questions, October 25, 2013.


                                                     -3-

                  frequency bands which may be used by NGSO FSS systems on a primary
                  basis in the United States (i.e., the 28.6-29.1 and 18.8-19.3 GHz bands).
             •    O3b requested a six-month waiver to conduct tests and demonstrations
                  using ESVs on two foreign-flagged ships operated by Royal Caribbean
                  when the ships are in or near U.S. waters (the “Six-Month ESV Waiver
                  Request”). 8 This waiver request, which the International Bureau
                  granted,9 is limited to frequency bands which may be used by NGSO FSS
                  systems on a primary basis in the United States (i.e., the 28.6-29.1 and
                  18.8-19.3 GHz bands).
             •    In this Three-Ship ESV Waiver Request, O3b is requesting a waiver to
                  conduct Tests and provide Service on up to three foreign-flagged ships
                  when the ships are in or near U.S. waters. This waiver request is limited
                  to frequency bands which may be used by GSO FSS systems on a primary
                  basis in the United States (i.e., the 28.35-28.4 and 18.3-18.6 GHz bands).

        In its order granting the Six-Month ESV Waiver Request, the International Bureau
articulated the interference criteria the Commission applies to waiver requests
associated with operating Ka-band ESVs in or near U.S. waters. The Bureau stated that
the Commission will grant waivers such as these “when there is little potential for
interference into any service authorized under the Table of Frequency Allocations and
when the non-conforming operator accepts any interference from authorized
services.” 10

       O3b satisfies these interference criteria. For purposes of the Three-Ship ESV
Waiver Request, O3b agrees to accept interference from services authorized by the
Commission. As demonstrated in the attached Technical Statement, moreover, the
operations covered by the Three-Ship ESV Waiver Request will not cause interference
into any service authorized under the Table of Frequency Allocations. (O3b also shows,
in Annex 2 of the Technical Statement, that the operations covered by the Three-Ship
ESV Waiver Request are consistent with the Commission’s RF radiation limits.)

       Avoidance of interference to GSO FSS systems. Article 22 of the ITU Radio
Regulations sets forth standards for interference protection of GSO satellite networks
from NGSO satellite systems. These standards are in the form of Equivalent Power Flux
Density (“EPFD”) limits for downlink transmissions from NGSO satellite systems (No.




8
  FCC File No. SES-MSC-20131101-01139 (submitted Nov. 1, 2013).
9
  Letter from Jose Albuquerque, Chief, Satellite Division and Mark Settle, Chief, Policy and Rules Division,
to Joslyn Read, O3b Limited, DA 14-64 (rel. Jan. 22, 2014).
10
   Id. at 3.


                                                   -4-

22.5C) and EPFD limits for uplink transmissions from NGSO satellite systems (No.
22.5D). 11

         O3b demonstrates in the Technical Statement that the operations covered by
the Three-Ship ESV Waiver Request comply with these EPFD uplink and downlink
limits. 12 Accordingly, the operations covered by the Three-Ship ESV Waiver Request will
provide the requisite level of protection for GSO FSS systems. O3b also shows that the
earth station antenna patterns for O3b’s Three-Ship ESV Waiver Request uplink
transmissions conform to the antenna performance mask specified in Sections 25.209(a)
and (b) of the Commission’s rules.

        Avoidance of interference to Fixed Service (i.e., terrestrial) stations. Neither
the Commission’s Table of Allocations nor its Ka-band frequency plan has an allocation
for Fixed Service stations in the bands covered by the Three-Ship ESV Waiver Request.
There are no Fixed Service stations in the United States, therefore, that ESVs operating
under the Three-Ship ESV Waiver Request would need to protect.

       Out of an abundance of caution, O3b also has included in the attached Technical
Statement a showing relating to Fixed Service stations that are located outside the
United States. As discussed in the Technical Statement, O3b’s downlink transmissions
present no issue for these Fixed Service stations, because O3b complies with all
applicable FCC and ITU downlink Power Flux Density limits.13 O3b’s uplink transmissions
present no issue for these Fixed Service stations either, because as also discussed in the
Technical Statement, O3b has procedures in place for addressing Fixed Service stations
in countries that are within 100 km of its ESVs.14 O3b already has implemented these
procedures successfully for its ESVs that are operating in accordance with the terms of
the grant of the Six-Month ESV Waiver Request.15

        Public interest analysis. Grant of the Three-Ship ESV Waiver Request is in the
public interest. The Commission has recognized the many benefits associated with
ESVs. Making ESVs available, it has found, “advances the Commission’s goals and
objectives for market-driven deployment of broadband technologies,” which “are
becoming a fundamental component of modern communications.” 16 The Commission
also determined that the “maritime market for broadband via satellite-based
communications continues to expand,” and that ESVs make it possible to “deploy


11
   The Commission has held that compliance with the ITU’s EPFD limits provides a sufficient basis for an
NGSO FSS system to operate on a noninterference basis in a band in which GSO FSS systems are primary.
See contactMEO Communications, LLC, 21 FCC Rcd 4035, 4043-4044 (IB 2006).
12
   Technical Statement, Section A.7 at 6-14.
13
   Technical Statement, Section A.9 at 14-15.
14
   Id. at 15-16.
15
   Id. at 16.
16
   ESV R&O, 20 FCC Rcd 674, ¶ 4 (2004).


                                           -5-

increasingly innovative broadband services … to businesses and consumers on the high
seas, coastlines, and inland waterways.” 17

        Grant of O3b’s waiver request will advance these important objectives by
enabling O3b to evaluate equipment performance and customer acceptability and to
expand the supply of maritime broadband services. O3b’s ESV operations offer faster
connectivity at lower cost and with reduced latency. O3b’s maritime services will
increase downward pressure on prices and foster innovation, all of which will redound
to the benefit of maritime consumers and shipboard crew welfare. By any reasonable
measure, therefore, grant of O3b’s waiver request is in the public interest.

         CALEA compliance. O3b may provide services pursuant to the Three-Ship ESV
Waiver Request that are within the scope of CALEA. Prior to initiating any service that is
subject to CALEA, O3b will verify that it has CALEA-compliant network equipment and
will file, pursuant to Section 1.20005 of the Commission’s rules, the policies and
procedures it has developed for ensuring compliance with CALEA.

                                      CONCLUSION

       Accordingly, and for good cause shown, O3b’s request for a limited waiver of the
Commission’s requirements, commencing no later than November 1, 2014, should be
granted.

                                             Respectfully submitted,

                                             O3b Limited

                                             By:    /s/ Joslyn Read
                                                    Joslyn Read
                                                    Vice President, Regulatory Affairs
                                                    for O3b Limited
                                                    900 17th Street NW, Suite 300
                                                    Washington, DC 20006
March 18, 2014

OF COUNSEL:
  Joseph A. Godles
  GOLDBERG, GODLES, WIENER
  & WRIGHT, LLP
  1229 Nineteenth Street, N.W.
  Washington, DC 20036
  (202) 429-4900

17
     Id.



Document Created: 2014-03-18 14:54:43
Document Modified: 2014-03-18 14:54:43

© 2025 FCC.report
This site is not affiliated with or endorsed by the FCC