Attachment Question 40

This document pretains to SAT-MOD-20120124-00011 for Modification on a Satellite Space Stations filing.

IBFS_SATMOD2012012400011_936395

RESPONSE TO FCC FORM 312, QUESTION 40 OWNERSHIP AND CORPORATE OFFICERS AND DIRECTORS OWNERSHIP DISH Operating L.L.C. is an indirect, wholly-owned subsidiary of DISH Network Corporation, a publicly traded Nevada corporation. The stockholders owning of record and/or voting 10 percent or more of the voting stock of DISH Network Corporation include: Approx. Approx. Equity Voting Ownership Interest Citizenship Interest1 Interest1 Charles W. Ergen2 USA 53.3% 90.4% Chairman DISH Network Corporation 9601 South Meridian Blvd. Englewood, CO 80112 The Goldman Sachs Group, Inc. 3 USA 10.5% 0.85% 200 West Street New York, NY 10282 1 As of July 15, 2011. 2 Includes both Class A common stock and Class B common stock ownership. Class B common stock is owned through several trusts. Mr. Ergen is deemed to own beneficially all of the Class A Shares owned by his spouse, Cantey M. Ergen. Mr. Ergen’s beneficial ownership includes: (i) 478,302 Class A Shares; (ii) 19,026 Class A Shares held in the Corporation’s 401(k) Employee Savings Plan (the “401(k) Plan”); (iii) the right to acquire 1,415,000 Class A Shares within 60 days upon the exercise of employee stock options; (iv) 235 Class A Shares held by Mr. Ergen’s spouse; (v) 1,466 Class A Shares held in the 401(k) Plan by Mrs. Ergen; (vi) 20,130 Class A Shares held as custodian for Mr. Ergen’s children; (vii) 27,000 Class A Shares held by a charitable foundation for which Mr. Ergen is an officer and (viii) 234,190,057 Class A Shares issuable upon conversion of Mr. Ergen’s Class B Shares. Mr. Ergen has sole voting and dispositive power with respect to 149,183,340 shares. Mr. Ergen’s beneficial ownership of Class A Shares excludes 4,245,151 Class A Shares issuable upon conversion of Class B Shares held by certain trusts established by Mr. Ergen for the benefit of his family. 3 According to the Form 13F filed by The Goldman Sachs Group, Inc. (along with its affiliates, “Goldman”) with the SEC on August 15, 2011, Goldman held in aggregate 21,821,878 Class A Shares as of June 30, 2011 (the 13F reporting date).

CORPORATE OFFICERS AND DIRECTORS4 DISH Network Corporation Executive Officers: Joseph P. Clayton President and Chief Executive Officer Thomas A. Cullen Executive Vice President, Corporate Development Bernard L. Han Executive Vice President and Chief Operating Officer Robert E. Olson Executive Vice President and Chief Financial Officer R. Stanton Dodge Executive Vice President, General Counsel and Secretary W. Erik Carlson Executive Vice President, DNS and Service Operations James DeFranco Executive Vice President and Special Advisor to CEO Michael Kelly President, Blockbuster L.L.C. Roger Lynch Executive Vice President, Advanced Technologies Stephen Wood Executive Vice President, Human Resources Board of Directors: Charles W. Ergen Chairman Joseph P. Clayton Carl E. Vogel James DeFranco David K. Moskowitz Cantey M. Ergen Steven R. Goodbarn Gary S. Howard Tom A. Ortolf Gamma Acquisition L.L.C. Executive Officers: Charles W. Ergen Chairman R. Stanton Dodge Executive Vice President and General Counsel James DeFranco Executive Vice President 4 The address for all officers and directors of DISH Network Corporation and DISH Operating L.L.C. is 9601 South Meridian Blvd., Englewood, CO 80112. -2-


Document Created: 2012-01-24 18:43:48
Document Modified: 2012-01-24 18:43:48
© 2024 FCC.report
This site is not affiliated with or endorsed by the FCC