Attachment Attachment

Attachment

PUBLIC NOTICE submitted by WTB 06-947

DA 06-947

0000-00-00

This document pretains to ITC-T/C-20060405-00234 for Transfer of Control on a International Telecommunications filing.

IBFS_ITCTC2006040500234_499499

PUBLIC NOTICE
FEDERAL COMMUNICATIONS COMMISSION
445 TWELFTH STREET, S.W.
WASHINGTON, D.C. 20554                                                                                            DA 06-947
News media information 202/418-0500   Fax-On-Demand 202/418-2830   Internet: http://www.fcc.gov ftp.fcc.gov


                                                                                                      Released: May 10, 2006


             NTT DOCOMO, INC., GUAM CELLULAR AND PAGING, INC., AND GUAM
               WIRELESS TELEPHONE COMPANY, L.L.C. SEEK FCC CONSENT TO
            ASSIGN AND TRANSFER CONTROL OF LICENSES AND AUTHORIZATIONS
              AND REQUEST A DECLARATORY RULING ON FOREIGN OWNERSHIP

                                                   WT Docket No. 06-96

                                        PLEADING CYCLE ESTABLISHED


Petitions to Deny Due:                  June 9, 2006
Oppositions Due:                        June 19, 2006
Replies Due:                            June 26, 2006


I.         INTRODUCTION

         NTT DoCoMo, Inc. (“DoCoMo”), Guam Cellular and Paging, Inc. (“Guam Cellular”), and Guam
Wireless Telephone Company, L.L.C. (“Guam Wireless”) (collectively, the “Applicants”) have filed a
series of applications pursuant to Sections 214 and 310(d) of the Communications Act of 1934, as
amended (“Communications Act”),1 and a petition for declaratory ruling under Section 310(b)(4) of the
Communications Act.2 In these applications, the Applicants seek Commission approval to transfer
control of Guam Cellular to DoCoMo Guam Holdings, Inc. (“DoCoMo Guam”), a wholly-owned
subsidiary of DoCoMo organized under the laws of Guam, and to assign certain wireless assets of Guam
Wireless to Guam Cellular, as controlled directly by DoCoMo Guam. The proposed transfer and
assignment will occur simultaneously upon consummation, after which DoCoMo, through DoCoMo
Guam, will indirectly control Guam Cellular.

        These applications pertain to licenses for the Part 22 Cellular Radiotelephone Service, the Part 22
Paging and Radiotelephone Service, the Part 24 Personal Communications Service, the Part 27 Wireless
Communications Service, the Part 27 Lower 700 MHz Service, the Part 90 Industrial/Business Pool
Service, and the Part 101 Common Carrier Fixed Point-to-Point Microwave Service, as well as domestic
and international Section 214 authorizations. The Applicants also request a declaratory ruling that the


1
 47 U.S.C. §§ 214, 310(d). The applications were amended subsequent to their initial submission. When searching
for these applications on the Wireless Telecommunications Bureau’s Universal Licensing System (“ULS”) at
http://wireless.fcc.gov/uls/, the amended versions of the applications will appear with an “AM” as the purpose code.
2
    Id. § 310(b)(4).


public interest would not be served by denying approval of DoCoMo’s indirect foreign ownership in
Guam Cellular.

         These assignment and transfer of control applications were filed in connection with a proposed
acquisition whereby DoCoMo Guam will acquire 100 percent of the common shares of Guam Cellular for
cash consideration. Simultaneously, the Applicants state that DoCoMo will acquire for cash
consideration certain assets from Guam Wireless. To effectuate this acquisition, Guam Wireless will
assign its FCC authorizations and certain other assets to Guam Cellular. Upon consummation, the
Applicants state that Guam Cellular will become an indirect wholly-owned subsidiary of DoCoMo.
Further, Guam Cellular also will hold Guam Wireless’ wireless-related assets and will continue to operate
the business of Guam Wireless.


II.        SECTION 310(d) APPLICATIONS

           A.       Transfer of Control Application

        The following application for consent to the transfer of control of certain Cellular
Radiotelephone, Paging and Radiotelephone, Wireless Communications, Lower 700 MHz,
Industrial/Business Pool, and Common Carrier Fixed Point-to-Point Microwave Service licenses held by
Guam Cellular to DoCoMo has been assigned the file number listed below.

        File No.             Licensee                                                           Lead Call Sign

        00025567003          Guam Cellular and Paging, Inc.                                     KNKI654

           B.       Assignment Application

         The following application for consent to the assignment of a Personal Communications Service
license from Guam Wireless to Guam Cellular has been assigned the file number listed below.

        File No.             Licensee                                                           Call Sign

        0002553437           Guam Wireless Telephone Company, L.L.C.                            KNLF300


III.       SECTION 214 APPLICATIONS

           A.       Transfer of Control Applications

         The following application for consent to the transfer of control of Guam Cellular’s two
international Section 214 authorizations to DoCoMo has been assigned the file number listed below.

    File No.                           Authorization Holder                             Authorization Numbers

    ITC-T/C-20060405-00234             Guam Cellular and Paging, Inc.                   ITC-214-20040517-00201
                                                                                        ITC-214-19961120-00583

3
    This application has been designated the lead application for the Section 310(d) applications.




                                                            2


         The Applicants also have filed an application for consent to transfer control of Guam Cellular’s
domestic Section 214 authority to DoCoMo in connection with the transaction described above. The
application is attached to the above referenced application for consent to the transfer of control of Guam
Cellular’s two international Section 214 authorizations to DoCoMo. 4 Applicants assert that this
transaction is entitled to presumptive streamlined treatment under section 63.03(b)(2)(i) of the
Commission’s rules because: (1) DoCoMo (through DoCoMo Guam) and Guam Cellular will hold a
market share in the U.S. interstate, interexchange market of less than ten percent; (2) DoCoMo will
provide no local exchange services in the U.S.; and (3) neither Applicant is dominant with respect to the
provision of any telecommunications service in the U.S.5 Applicants state, however, that they do not
oppose non-streamlined treatment because this domestic transfer of control will be reviewed as part of a
larger transaction not subject to streamlined treatment. In light of the multiple applications pending
before the Commission in this transaction and the public interest review associated with them, we
conclude that Applicants’ domestic transfer of control application is not subject to streamlined treatment.

         Applicants state that the proposed transfer of control is in the public interest because DoCoMo’s
acquisition of Guam Cellular will provide competitive benefits for consumers and allow Guam Cellular to
expand and upgrade its existing networks.

           B.       Assignment Application

        The following application for consent to the assignment of an international Section 214
authorization from Guam Wireless to Guam Cellular has been assigned the file number listed below.

File No.                             Authorization Holder                              Authorization Number

ITC-ASG-20060404-00181               Guam Wireless Telephone Company, L.L.C.           ITC-214-20000507-00304


IV.        PETITION FOR DECLARATORY RULING UNDER SECTION 310(b)(4)

        The Applicants request a declaratory ruling that it would not serve the public interest to prohibit
the 100 percent indirect foreign ownership of Guam Cellular (through DoCoMo Guam) under Section
310(b)(4) of the Act.6 Upon consummation of the proposed assignment and transfer of control, Guam
Cellular will be a wholly-owned indirect subsidiary of DoCoMo, a publicly traded corporation organized
under the laws of Japan. Japan is a World Trade Organization (“WTO”) member country.

         According to the Applicants, as of December 2005, Nippon Telegraph and Telephone
Corporation (“NTT”), a publicly traded corporation organized under the laws of Japan, holds a 61.96
percent equity and voting ownership interest in DoCoMo. The Japanese government, through the
Ministry of Finance, holds a 38.37 percent equity and voting ownership interest in NTT. The Applicants
state that no other entity holds more than a five percent direct or indirect ownership interest in DoCoMo
or NTT. According to the Applicants, at least 75 percent of DoCoMo’s shares and NTT’s shares are held
by investors from WTO member countries, including Japan, the United States and the United Kingdom.
Foreign investors from non-WTO member countries will own less than 25 percent of each of the equity

4
    See International Section 214 Application at 27.
5
    47 C.F.R. § 63.03(b)(2)(i).
6
 47 U.S.C. § 310(b)(4). The petition for declaratory ruling is attached to the lead Form 603 application and both
Section 214 applications.




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and voting interests of DoCoMo and NTT. The Applicants assert that, under the Commission’s principal
place of business test, the home market of both DoCoMo and NTT is Japan.

           The Petition for Declaratory Ruling has been assigned File No. ISP-PDR 20060404-00005.

V.         EX PARTE STATUS OF THIS PROCEEDING

        Pursuant to section 1.1200(a) of the Commission’s rules,7 the Commission may adopt modified or
more stringent ex parte procedures in particular proceedings if the public interest so requires. We
announce that this proceeding will be governed by permit-but-disclose ex parte procedures that are
applicable to non-restricted proceedings under section 1.1206 of the Commission’s rules.8

         Parties making oral ex parte presentations are directed to the Commission’s statement re-
emphasizing the public’s responsibility in permit-but-disclose proceedings and are reminded that
memoranda summarizing the presentation must contain the presentation’s substance and not merely list the
subjects discussed.9 More than a one- or two-sentence description of the views and arguments presented is
generally required.10 Other rules pertaining to oral and written presentations are set forth in section
1.1206(b) as well.11 We urge parties to use the Electronic Comment Filing System (“ECFS”) to file ex parte
submissions.12

VI.        GENERAL INFORMATION

          The assignment and transfer of control applications referenced herein have been found, upon
initial review, to be acceptable for filing. The Commission reserves the right to return any application if,
upon further examination, it is determined to be defective and not in conformance with the Commission’s
rules or policies. Final action on these applications will not be taken earlier than thirty-one days
following the date of this Public Notice.13

          Interested parties must file petitions to deny no later than June 9, 2006. Persons and entities that
file petitions to deny become parties to the proceeding. They may participate fully in the proceeding,
including seeking access to any confidential information that may be filed under a protective order,
seeking reconsideration of decisions, and filing appeals of a final decision to the courts. Oppositions to
such pleadings must be filed no later than June 19, 2006. Replies to such pleadings must be filed no later
than June 26, 2006. All filings concerning matters referenced to in this Public Notice should refer to DA
06-947 and WT Docket No. 06-96, as well as the specific file numbers of the individual applications or
other matters to which the filings pertain.




7
    47 C.F.R. § 1.1200(a).
8
    Id. § 1.1206.
9
 See Commission Emphasizes the Public’s Responsibilities in Permit-But-Disclose Proceedings, Public Notice, 15
FCC Rcd 19945 (2000).
10
     See 47 C.F.R. § 1.1206(b)(2).
11
     Id. § 1.1206(b).
12
     See discussion infra Part VI.
13
     See 47 U.S.C. § 309(b).




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       Under the Commission’s current procedures for the submission of filings and other documents,14
submissions in this matter may be filed electronically (i.e., though ECFS) or by hand delivery to the
Commission’s Massachusetts Avenue location.

•    If filed by ECFS,15 comments shall be sent as an electronic file via the Internet to
     http://www.fcc.gov/e-file/ecfs.html. In completing the transmittal screen, commenters should include
     their full name, Postal Service mailing address, and the applicable docket number. Parties may also
     submit an electronic comment by Internet e-mail. To get filing instructions for e-mail comments,
     commenters should send an e-mail to ecfs@fcc.gov, and should include the following words in the
     body of the message, “get form <your e-mail address>.” A sample form and directions will be sent in
     reply.

•    If filed by paper, the original and four copies of each filing must be filed by hand or messenger
     delivery, by commercial overnight courier, or by first-class or overnight U.S. Postal Service mail
     (although we continue to experience delays in receiving U.S. Postal Service mail). The
     Commission’s contractor will receive hand-delivered or messenger-delivered paper filings for the
     Commission’s Secretary at 236 Massachusetts Avenue, N.E., Suite 110, Washington, D.C. 20002.
     The filing hours at this location are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held together
     with rubber bands or fasteners. Any envelopes must be disposed of before entering the building.
     Commercial overnight mail (other than U.S. Postal Service Express Mail and Priority Mail) must be
     sent to 9300 East Hampton Drive, Capitol Heights, MD 20743. U.S. Postal Service first-class mail,
     Express Mail, and Priority Mail should be addressed to 445 12th Street, S.W., Washington, D.C.
     20554. All filings must be addressed to the Commission’s Secretary, Office of the Secretary, Federal
     Communications Commission.

         One copy of each pleading must be delivered electronically, by e-mail or facsimile, or if delivered
as paper copy, by hand or messenger delivery, by commercial overnight courier, or by first-class or
overnight U.S. Postal Service mail (according to the procedures set forth above for paper filings), to: (1)
the Commission’s duplicating contractor, Best Copy and Printing, Inc., at fcc@bcpiweb.com, or (202)
488-5563 (facsimile); (2) Erin McGrath, Mobility Division, Wireless Telecommunications Bureau, at
erin.mcgrath@fcc.gov, or (202) 418-7447 (facsimile); (3) Susan Singer, Spectrum and Competition
Policy Division, Wireless Telecommunications Bureau, at susan.singer@fcc.gov, or (202) 418-7447
(facsimile); (4) David Krech, Policy Division, International Bureau, at david.krech@fcc.gov or (202)
418-2824 (facsimile); (5) Susan O’Connell, Policy Division, International Bureau, at
susan.oconnell@fcc.gov or (202) 418-2824 (facsimile); (6) Tracey Wilson-Parker, Competition Policy
Division, Wireline Competition Bureau, at tracey.wilson-parker@fcc.gov or (202) 418-1394 (facsimile);
(7) Kimberly Jackson, Competition Policy Division, Wireline Competition Bureau, at
kimberly.jackson@fcc.gov or (202) 418-7393 (facsimile); and (8) Neil Dellar, Office of General Counsel,
at neil.dellar@fcc.gov or (202) 418-1234 (facsimile).

       Copies of the applications and any subsequently-filed documents in this matter may be obtained
from Best Copy and Printing, Inc. in person at 445 12th Street, S.W., Room CY-B402, Washington, D.C.

14
  See Implementation of Interim Electronic Filing Procedures for Certain Commission Filings, Order, 16 FCC Rcd
21483 (2001); see also FCC Announces a New Filing Location for Paper Documents and a New Fax Number for
General Correspondence, Public Notice, 16 FCC Rcd 22165 (2001); Reminder: Filing Locations for Paper
Documents and Instructions for Mailing Electronic Media, Public Notice, 18 FCC Rcd 16705 (2003).
15
  See Electronic Filing of Documents in Rulemaking Proceedings, GC Docket No. 97-113, Report and Order, 13
FCC Rcd 11322 (1998).




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20554, via telephone at (202) 488-5300, via facsimile at (202) 488-5563, or via e-mail at
fcc@bcpiweb.com. The applications and any associated documents are also available for public
inspection and copying during normal reference room hours at the following Commission office: FCC
Reference Information Center, 445 12th Street, S.W., Room CY-A257, Washington, D.C. 20554. The
applications are also available electronically through the Commission’s ECFS, which may be accessed on
the Commission’s Internet website at http://www.fcc.gov. In addition, applications filed under Parts 22,
24, 27, 90, and 101 of the Commission’s rules are available electronically through ULS, which may be
accessed on the Commission’s Internet website. Additional information regarding the transaction will be
available on the FCC’s Office of General Counsel’s website, http://www.fcc.gov/ogc, which will contain
a fully indexed, unofficial listing and electronic copies of all materials in this docket.

         People with Disabilities: To request this Public Notice in accessible formats (computer diskette,
large print, audio recording, and Braille) send an email to fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at (202) 418-0539 (voice), (202) 418-0432 (TTY).

        For further information, contact Erin McGrath, Mobility Division, Wireless Telecommunications
Bureau, at (202) 418-2042.



                                                  -FCC-




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Document Created: 2006-05-10 11:25:50
Document Modified: 2006-05-10 11:25:50

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