7. Test Report-DFS Master_part 1 of 2

FCC ID: 2ADZRG240WB

Test Report

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FCCID_2746373

FCC DFS Test Report FCC ID: 2ADZRG240WB This report concerns (check one): Original Grant Class II Change Project No. : 1411C236A Equipment : GPON ONU Model Name : G-240W-B Applicant : Alcatel-Lucent Shanghai Bell Co. Ltd. Address : 6B602, 388 Ningqiao Road Pudong, Shanghai Date of Receipt : Nov. 24, 2014 Apr. 23, 2015 Date of Test : Nov. 24, 2014 ~ Dec. 19, 2014 Apr. 23, 2015 ~ Apr. 27, 2015 Issued Date : Apr. 28, 2015 Tested by : BTL Inc. Testing Engineer : (David Mao) Technical Manager : (Leo Hung) Authorized Signatory : (Steven Lu) BTL INC. No.3, Jinshagang 1st Road, Shixia, Dalang Town, Dongguan, Guangdong, China. TEL: +86-769-8318-3000 FAX: +86-769-8319-6000 Report No.: BTL-FCCP-3-1411C236A Page 1 of 64

Declaration BTL represents to the client that testing is done in accordance with standard procedures as applicable and that test instruments used has been calibrated with the standards traceable to National Measurement Laboratory (NML) of R.O.C., or National Institute of Standards and Technology (NIST) of U.S.A. BTL's reports apply only to the specific samples tested under conditions. It is manufacture’s responsibility to ensure that additional production units of this model are manufactured with the identical electrical and mechanical components. BTL shall have no liability for any declarations, inferences or generalizations drawn by the client or others from BTL issued reports. BTL’s reports must not be used by the client to claim product endorsement by the authorities or any agency of the Government. This report is the confidential property of the client. As a mutual protection to the clients, the public and BTL-self, extracts from the test report shall not be reproduced except in full with BTL’s authorized written approval. BTL’s laboratory quality assurance procedures are in compliance with the ISO Guide17025 requirements, and accredited by the conformity assessment authorities listed in this test report. Limitation For the use of the authority's logo is limited unless the Test Standard(s)/Scope(s)/Item(s) mentioned in this test report is (are) included in the conformity assessment authorities acceptance respective. Report No.: BTL-FCCP-3-1411C236A Page 2 of 64

Table of Contents Page 1 . CERTIFICATION 5 2 . EUT INFORMATION 6 2.1 EUT SPECIFICATION TABLE 6 2.4 EUT MAXIMUM AND MINIMUM E.I.R.P. POWER 8 3 .U-NII DFS RULE REQUIREMENTS 9 3.1 WORKING MODES AND REQUIRED TEST ITEMS 9 3.2 TEST LIMITS AND RADAR SIGNAL PARAMETERS 10 4 . TEST INSTRUMENTS 13 5 .EMC EMISSION TEST 14 5.1 DFS MEASUREMENT SYSTEM: 14 5.2 CALIBRATION OF DFS DETECTION THRESHOLD LEVEL: 16 5.3 DEVIATION FROM TEST STANDARD 16 6 . TEST RESULTS 17 6.1 SUMMARY OF TEST RESULT 17 6.2 DETELED TEST RESULTS 18 6.2.1 TEST MODE: DEVICE OPERATING IN MASTER MODE. 18 6.2.2 DFS DETECTION THRESHOLD 18 6.2.3 CHANNEL AVAILABILITY CHECK TIME 24 6.2.4CHANNEL CLOSING TRANSMISSION AND CHANNEL MOVE TIME WLAN TRAFFIC 33 6.2.5 NON- OCCUPANCY PERIOD 57 6.2.6 UNIFORM SPREADING 59 6.2.7 U-NII DETECTION BANDWIDTH 59 Report No.: BTL-FCCP-3-1411C236A Page 3 of 64

REPORT ISSUED HISTORY Issued No. Description Issued Date BTL-FCCP-3-1411C236 Original Report. Feb. 12, 2015 Compared with theprevious report (BTL-FCCP-3-1411C236), add beamforming BTL-FCCP-3-1411C236A function by AC Mode, all test items for AC Apr. 28, 2015 Modehave been retested and recorded in the test report, the rest are the same. Report No.: BTL-FCCP-3-1411C236A Page 4 of 64

1. CERTIFICATION Equipment : GPON ONU Brand Name : Alcatel-Lucent Model Name : G-240W-B Applicant : Alcatel-Lucent Shanghai Bell Co. Ltd. Manufacturer : Alcatel-Lucent Shanghai Bell Co. Ltd. Address : 6B602, 388 Ningqiao Road Pudong, Shanghai Factory : 1. Taicang T&W Electronics Co.,Ltd. 2. Shenzhen Gongjin Electronics Co.,Ltd. Address : 1. Jiangnan Road 89,Ludu Town,Taicang,Jiangsu 215412,P.R.China 2. No 2&3 Buildings, Mingwei Factory Area, Songgang Road West,No. A Building, 1#Songgang Road Songgang Sub-District,Shenzhen,Guangdong, 518105,P.R.China Date of Test: : Nov. 24, 2014 ~ Dec. 19, 2014 Apr. 23, 2015 ~ Apr. 27, 2015 Test Sample : ENGINEERING SAMPLE Standard(s) : FCC Part 15, Subpart E (Section 15.407) FCC KDB 789033 D02 General UNII Test Procedures New Rules v01 The above equipment has been tested and found compliance with the requirement of the relative standards by BTL Inc. The test data, data evaluation, and equipment configuration contained in our test report (Ref No. BTL-FCCP-3-1411C236A) were obtained utilizing the test procedures, test instruments, test sites that has been accredited by the Authority of TAF according to the ISO-17025 quality assessment standard and technical standard(s). Test result included in this report is only for the DFS Mode part of the product. Report No.: BTL-FCCP-3-1411C236A Page 5 of 64

2. EUT INFORMATION 2.1EUT SPECIFICATION TABLE Table 1: Specification of EUT Product name GPON ONU Brand Name Alcatel-Lucent Model G-240W-B FCC ID 2ADZRG240WB Software Version FE56557AFBB29 Hardware Version 3FE 56756 BAAA Operational Mode Master Operating FrequencyRange 5260~5320MHz&5500~5700MHz Modulation OFDM . Note: This device was functioned as a Master Slave device during the DF 2.2 DESCRIPTION OF AVAILABLE ANTENNAS TO THE EUT Antenna Specification: Gain Ant. Manufacturer Model Name Antenna Type Connector Note (dBi) 4 Airgain N5x20B Embedded N/A 2.90 5GHz 5 Airgain N5x20B Embedded N/A 2.90 5GHz 6 Airgain N5x20B Embedded N/A 2.90 5GHz 7 Airgain N5x20B Embedded N/A 2.90 5GHz Note: (1) The EUT incorporates a MIMO function. Physically, the EUT provides four completed transmitters and receivers (4T4R). All transmit signals are completely uncorrelated. (2) The EUT with Beamforming function, then, Direction gain = GANT+Array Gain, the Array gain=10log(NANT/NSS). where NSS = the number of independent spatial streams of data. that is Array gain=10log(4/2)=3.01, Directional gain=2.90 + 3.01 = 5.91. (3) ANT 4 was the worst case for 1TX. Report No.: BTL-FCCP-3-1411C236A Page 6 of 64

2.3 CONDUCTED OUTPUT POWER AND EIRP POWER TABLE 3: THE CONDUCTED OUTPUT POWER LIST TX (11a) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5260~5320 19.56 90.365 5500~5700 18.07 64.121 TX (11n 40MHz) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5270~5310 23.19 208.449 5510~5670 22.60 181.970 TX (11ac 80 MHz) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5290 18.14 65.21 5530 17.75 59.566 Report No.: BTL-FCCP-3-1411C236A Page 7 of 64

2.4 EUT MAXIMUM AND MINIMUM E.I.R.P. POWER TABLE 4: THE MAX EIRP LIST TX (11a) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5260~5320 22.46 176.20 5500~5700 20.97 125.03 TX (11n40MHz) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5270~5310 26.09 406.44 5510~5670 25.50 354.81 TX (11ac 80 MHz) FREQUENCY MAX. POWER BAND (MHz) OUTPUT POWER(dBm) OUTPUT POWER(mW) 5290 24.05 254.10 5530 23.66 232.27 Report No.: BTL-FCCP-3-1411C236A Page 8 of 64

3.U-NII DFS RULE REQUIREMENTS 3.1 WORKING MODES AND REQUIRED TEST ITEMS The manufacturer shall state whether the UUT is capable of operating as a Master and/or a Client. If the UUT is capable of operating in more than one operating mode then each operating mode shall be tested separately. See tables 1 and 2 for the applicability of DFS requirements for each of the operational modes. Table 5: Applicability of DFS requirements prior to use a channel Operational Mode Requirement Client without Client with radar Master radar detection detection Non-Occupancy Period Not required DFS Detection Threshold Not required Channel Availability Check Time Not required Not required Uniform Spreading Not required Not required U-NII Detection Bandwidth Not required Table 6: Applicability of DFS requirements during normal operation. Operational Mode Requirement Client without Client with radar Master radar detection detection DFS Detection Threshold Not required Channel Closing Transmission Time Channel Move Time U-NII Detection Bandwidth Not required Report No.: BTL-FCCP-3-1411C236A Page 9 of 64

3.2 TEST LIMITS AND RADAR SIGNAL PARAMETERS DETECTION THRESHOLD VALUES Table 7: DFS Detection Thresholds for Master Devices and Client Devices With Radar Detection. Value Maximum Transmit Power (See Notes 1 and 2) EIRP≥ 200 milliwatt -64 dBm EIRP < 200 milliwatt and -62 dBm power spectral density < 10 dBm/MHz EIRP < 200 milliwatt that do not meet the -64 dBm power spectral density requirement Note 1: This is the level at the input of the receiver assuming a 0 dBi receive antenna. Note 2: Throughout these test procedures an additional 1 dB has been added to the amplitude of the test transmission waveforms to account for variations in measurement equipment. This will ensure that the test signal is at or above the detection threshold level to trigger a DFS response. Note3: EIRP is based on the highest antenna gain. For MIMO devices refer to KDB Publication 662911 D01. Report No.: BTL-FCCP-3-1411C236A Page 10 of 64

Table 8: DFS Response Requirement Values Parameter Value Non-occupancy period Minimum 30 minutes Channel Availability Check Time 60 seconds Channel Move Time 10 seconds See Note 1. 200 milliseconds + an aggregate of 60 Channel Closing Transmission Time milliseconds over remaining 10 second period. See Notes 1 and 2. Minimum 100% of the UNII U-NII Detection Bandwidth 99% transmission power bandwidth. See Note 3. Note 1: Channel Move Time and the Channel Closing Transmission Time should be performed with Radar Type 0. The measurement timing begins at the end of the Radar Type 0 burst. Note 2: The Channel Closing Transmission Time is comprised of 200 milliseconds starting at the beginning of the Channel Move Time plus any additional intermittent control signals required to facilitate a Channel move (an aggregate of 60 milliseconds) during the remainder of the 10 second period. The aggregate duration of control signals will not count quiet periods in between transmissions. Note 3: During the U-NII Detection Bandwidth detection test, radar type 0 should be used. For each frequency step the minimum percentage of detection is 90 percent. Measurements are performed with no data traffic. Report No.: BTL-FCCP-3-1411C236A Page 11 of 64

PARAMETERS OF DFS TEST SIGNALS Step intervals of 0.1 microsecond for Pulse Width, 1 microsecond for PRI, 1 MHz for chirp width and 1 for the number of pulses will be utilized for the random determination of specific test waveforms. Table 9: Short Pulse Radar Test Waveforms. A minimum of 30 unique waveforms are required for each of the Short Pulse Radar Types 2 through 4. If more than 30 waveforms are used for Short Pulse Radar Types 2 through 4, then each additional waveform must also be unique and not repeated from the previous waveforms. If more than 30 waveforms are used for Short Pulse Radar Type 1, then each additional waveform is generated with Test B and must also be unique and not repeated from the previous waveforms in Tests A or B. Report No.: BTL-FCCP-3-1411C236A Page 12 of 64

Table 10: Long Pulse Radar Test Waveform Minimum Pulse Chirp Numberof Percentage Minimum Radar PRI Numberof Width Width Pulsesper of Number Type (µsec) Bursts (µsec) (MHz) Burst Successful ofTrials Detection 5 50-100 5-20 1000-2000 1-3 8-20 80% 30 Table 11: Frequency Hopping Radar Test Waveform Minimum Pulse Chirp Numberof Minimum Radar PRI Numberof Percentage of Width Width Pulsesper Number Type (µsec) Bursts Successful (µsec) (MHz) Burst ofTrials Detection 6 1 333 9 0.333 300 70% 30 4. TEST INSTRUMENTS Table 1: Test instruments list. Calibration DESCRIPTION MANUFACTURER MODEL NO. Serial No Until EXA Specturm Agilent N9010A MY50520044 2015-04-25 Analyzer Signal Agilent E4438C My49071316 2015-04-25 Generator POWER Mini-Cicuits ZFRSC-123-S+ 331000910 2015-04-25 SPLITTER POWER Mini-Cicuits ZN4PD1-63-S+ SF933501045 2015-04-25 SPLITTER POWER Mini-Cicuits ZN2PD-9G-S+ SF012700714 2015-04-25 SPLITTER attenuator Mini-Cicuits VAT-30+ 30912 2015-04-25 attenuator Mini-Cicuits VAT-10+ 30909 2015-04-25 Specturm R&S FSL 6 1004423 2015-11-02 Analyzer PC Dell 745 DCSM G7K832X -- Netbook Hp HSTNN-I69C-3 CNU02203XG -- Note: Calibration interval of instruments listed above is one year. Report No.: BTL-FCCP-3-1411C236A Page 13 of 64

5.EMC EMISSION TEST 5.1DFS MEASUREMENT SYSTEM: CONDUCTED METHOD SYSTEM BLOCK DIAGRAM Master Conducted Measurement SYSTEM OVERVIEW The short pulse and long pulse signal generating system utilizes the NTIA software. The Vector Signal Generator has been validated by the NTIA. The hopping signal generating system utilizes the CCS simulated hopping method and system, which has been validated by the DoD, FCC and NTIA. The software selects waveform parameters from within the bounds of the signal type on a random basis using uniform distribution. The short pulse types 2, 3 and 4, and the long pulse type 5 parameters are randomized at run-time. Report No.: BTL-FCCP-3-1411C236A Page 14 of 64

The hopping type 6 pulse parameters are fixed while the hopping sequence is based on the August 2005 NTIA Hopping Frequency List. The initial starting point randomized at run-time and each subsequent starting point is incremented by 475. Each frequency in the 100-length segment is compared to the boundaries of the EUT Detection Bandwidth and the software creates a hopping burst pattern in accordance with Section 7.4.1.3 Method #2 Simulated Freqeuncy Hopping Radar Waveform Generating Subsystem of FCC 06-96. The frequency of the signal generator is incremented in 1 MHz steps from FL to FH for each successive trial. This incremental sequence is repeated as required to generate a minimum of 30 total trials and to maintain a uniform frequency distribution over the entire Detection Bandwidth. The signal monitoring equipment consists of a spectrum analyzer set to display 8001 bins on the horizontal axis. The time-domain resolution is 2 msec / bin with a 16 second sweep time, meeting the 10 second short pulse reporting criteria. The aggregate ON time is calculated by multiplying the number of bins above a threshold during a particular observation period by the dwell time per bin, with the analyzer set to peak detection and max hold. Should multiple RF ports be utilized for the Master and/or Slave devices (for example, for diversity or MIMO implementations), additional combiner/dividers are inserted between the Master Combiner/Divider and the pad connected to the Master Device (and/or between the Slave Combiner/Divider and the pad connected to the Slave Device). Additional pads are utilized such that there is one pad at each RF port on each EUT. Report No.: BTL-FCCP-3-1411C236A Page 15 of 64

5.2CALIBRATION OF DFS DETECTION THRESHOLD LEVEL: A 50 ohm load is connected in place of the spectrum analyzer, and the spectrum analyzer is connected in place of the master device and the signal generator is set to CW mode. The amplitude of the signal generator is adjusted to yield a level of –62 dBm as measured on the spectrum analyzer. Without changing any of the instrument settings, the spectrum analyer is reconnected to the Common port of the Spectrum Analyzer Combiner/Divider. Measure the amplitude and calculate the difference from –62 dBm. Adjust the Reference Level Offset of the spectrum analyzer to this difference. The spectrum analyzer displays the level of the signal generator as received at the antenna ports of the Master Device. The interference detection threshold may be varied from the calibrated value of –62 dBm and the spectrum analyzer will still indicate the level as received by the Master Device. Set the signal generator to produce a radar waveform, trigger a burst manually and measure the level on the spectrum analyzer. Readjust the amplitude of the signal generator as required so that the peak level of the waveform is at a displayed level equal to the required or desired interference detection threshold. Separate signal generator amplitude settings are determined as required for each radar type. 5.3 DEVIATION FROM TEST STANDARD No deviation. Report No.: BTL-FCCP-3-1411C236A Page 16 of 64

6. TEST RESULTS 6.1 SUMMARY OF TEST RESULT Clause Test Parameter Remarks Pass/Fail 15.407 DFS Detection Threshold Applicable Pass 15.407 Channel Availability Check Time Applicable Pass 15.407 Channel Move Time Applicable Pass 15.407 Channel Closing Transmission Time Applicable Pass 15.407 Non- Occupancy Period Applicable Pass 15.407 Uniform Spreading Applicable Pass 15.407 U-NII Detection Bandwidth Applicable Pass Report No.: BTL-FCCP-3-1411C236A Page 17 of 64

6.2 DETELED TEST RESULTS Clause Test Parameter Remarks Pass/Fail 15.407 DFS Detection Threshold Applicable Pass 15.407 Channel Availability Check Time Applicable Pass 15.407 Channel Move Time Applicable Pass 15.407 Channel Closing Transmission Time Applicable Pass 15.407 Non- Occupancy Period Applicable Pass 15.407 Uniform Spreading Applicable Pass 15.407 U-NII Detection Bandwidth Applicable Pass 6.2.1 TEST MODE: DEVICE OPERATING IN MASTER MODE. Master with injection at the Master. (Radar Test Waveforms are injected into the Master) 6.2.2 DFS DETECTION THRESHOLD Calibration: For a detection threshold level of -64dBmand the Master antenna gain is 2.9dBi, required detection threshold is -61.1 dBm (= -64+2.9). Note: Maximum Transmit Power is more than200 milliwatt in this report, so detection threshold level is -64dBm (please refer to Table 7 [page 9]). Report No.: BTL-FCCP-3-1411C236A Page 18 of 64

Radar Signal 0 Report No.: BTL-FCCP-3-1411C236A Page 19 of 64

Radar Signal 1-A Radar Signal 1-B Report No.: BTL-FCCP-3-1411C236A Page 20 of 64

Radar Signal 2 Radar Signal 3 Report No.: BTL-FCCP-3-1411C236A Page 21 of 64

Radar Signal 4 Radar Signal 5 Report No.: BTL-FCCP-3-1411C236A Page 22 of 64

Radar Signal 6 Report No.: BTL-FCCP-3-1411C236A Page 23 of 64

6.2.3 CHANNEL AVAILABILITY CHECK TIME If the UUT successfully detected the radar burst, it should be observed as the UUT has no transmissions occurred until the UUT starts transmitting on another channel. 11a Mode Initial Channel Availability Check Time Note:T1 denotes the end of power-up time period is 6 second. T4 denotes the end of Channel Availability Check time is 66 second. Channel Availability Check time is equal to (T4 – T1) 60 seconds. Report No.: BTL-FCCP-3-1411C236A Page 24 of 64

11a Mode Radar Burst at the Beginning of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T2 denotes 12 second. the radar burst was commenced within a 6 second window starting from the end of power-up sequence. T4 denotes the 66 second. Report No.: BTL-FCCP-3-1411C236A Page 25 of 64

11a Mode Radar Burst at the End of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T3 denotes 66 second and radar burst was commenced within 54thsecond to 60thsecondindow starting from the end of power-up sequence. T4 denotes the 66 second Report No.: BTL-FCCP-3-1411C236A Page 26 of 64

11n 40MHz Mode Initial Channel Availability Check Time Note: T1 denotes the end of power-up time period is 6 second. T4 denotes the end of Channel Availability Check time is 66 second. Channel Availability Check time is equal to (T4 – T1) 60 seconds. Report No.: BTL-FCCP-3-1411C236A Page 27 of 64

11n 40MHz Mode Radar Burst at the Beginning of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T2 denotes 12 second. the radar burst was commenced within a 6 second window starting from the end of power-up sequence. T4 denotes the 66 second. Report No.: BTL-FCCP-3-1411C236A Page 28 of 64

11n 40MHz Mode Radar Burst at the End of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T3 denotes 66 second and radar burst was commenced within 54thsecond to 60thsecondindow starting from the end of power-up sequence. T4 denotes the 66 second Report No.: BTL-FCCP-3-1411C236A Page 29 of 64

11ac 80MHz Mode Initial Channel Availability Check Time Note: T1 denotes the end of power-up time period is 6 second. T4 denotes the end of Channel Availability Check time is 66 second. Channel Availability Check time is equal to (T4 – T1) 60 seconds. Report No.: BTL-FCCP-3-1411C236A Page 30 of 64

11ac 80MHz Mode Radar Burst at the Beginning of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T2 denotes 12 second. the radar burst was commenced within a 6 second window starting from the end of power-up sequence. T4 denotes the 66 second. Report No.: BTL-FCCP-3-1411C236A Page 31 of 64

11ac 80MHz Mode Radar Burst at the End of the Channel Availability Check Time Note: T1 denotes the end of power up time period is 6 second. T3 denotes 66 second and radar burst was commenced within 54thsecond to 60thsecondindow starting from the end of power-up sequence. T4 denotes the 66 second Report No.: BTL-FCCP-3-1411C236A Page 32 of 64


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