Attachment One

This document pretains to ITC-T/C-20170922-00160 for Transfer of Control on a International Telecommunications filing.

IBFS_ITCTC2017092200160_1280138

                                       ATTACHMENT 1

                                     Answer to Question 10

Rule 63.18 (c) Contact Information:

       All correspondence and other communications concerning this application should be

directed to:

                              John L. Clark
                              Goodin, MacBride, Squeri & Day, LLP
                              505 Sansome Street, 9th Floor
                              San Francisco, California 94111
                              Tel: 415-765-8443
                              Fax: 415-398-4321
                              E-mail: jclark@goodinmacbride.com

Rule 63.18 (d) Authorizations

                Norcast, which is a California corporation, holds authority to provide global
facilities-based and global resale services under File No. ITC-214-20030410-00183. (Norcast
also holds domestic operating authority pursuant to Rule 63.01, 47 C.F.R. § 63.01.)

                 Blue Rooster, which is a California corporation, holds authority to provide global
facilities-based and global resale services under File No. ITC-214-20100317-00112. (Blue
Rooster also holds domestic operating authority pursuant to Rule 63.01, 47 C.F.R. § 63.01.)
Blue Rooster’s parent, Norcast, which is a California corporation, holds authority to provide
global facilities-based and global resale services under File No. ITC-214-20030410-00183.
(Norcast also holds domestic operating authority pursuant to Rule 63.01, 47 C.F.R. § 63.01.)

               Digital West, which is a California corporation, does not hold any international
authorizations. (Digital West holds domestic operating authority pursuant to Rule 63.01, 47
C.F.R. § 63.01.)


                                     Answer to Question 11

Rule 63.18(h) Ownership

              (1) Current Ownership of Digital West: The following persons and entities hold
10% or greater direct ownership or control interests in Digital West:

         Name and Address                Citizenship           Principal           Percentage Direct
                                                               Business              Ownership of
                                                                                     Digital West


Timothy L. Williams                    United States    Telecommunications             99%



              No other person or entity currently holds or can be attributed with a 10% or
greater ownership or control interest in Digital West

       (2) Post-Transaction Ownership of Norcast, Blue Rooster, and Digital West:

              Following consummation of the proposed transaction, the following entity will
hold 100% of the direct ownership and control interests in Norcast and, therefore, under the
Commission’s rules, will also be attributed with 100% indirect ownership or control interests in
Blue Rooster, Norcast’s wholly-owned subsidiary.

         Name and Address               Citizenship           Principal          Percentage Direct
                                                              Business              or Indirect
                                                                                   Ownership of
                                                                                 Norcast and Blue
                                                                                     Rooster
Digital West Networks, Inc.            United States    Telecommunications             100%
3620 Sacramento Drive, Suite 102
San Luis Obispo, CA 93401


                The following entity will hold 100% of the direct ownership and control interests
in Digital West Networks, Inc. following consummation of the proposed transaction and,
therefore, under the Commission’s rules, will also be attributed with 100% ownership and
control interests in Norcast and Blue Rooster:

         Name and Address               Citizenship           Principal         Percentage Indirect
                                                              Business             Ownership of
                                                                                 Norcast and Blue
                                                                                     Rooster
Digital West Holdings, Inc.            United States      Holding Company              100%
3620 Sacramento Drive, Suite 102                           (non-operating)
San Luis Obispo, CA 93401


                The following persons and entities will hold 10% or greater direct ownership or
control interests in Digital West Holdings, Inc. following consummation of the proposed
transaction and, therefore, under the Commission’s rules, will also be attributed with 10% or
greater indirect ownership or control interests in Digital West, Norcast, and Blue Rooster:

         Name and Address               Citizenship           Principal         Percentage Indirect
                                                              Business             Ownership of
                                                                                   Digital West,
                                                                                 Norcast, and Blue
                                                                                     Rooster


Timothy L. Williams                     United States     Telecommunications             76%
4400 Airox Road
Santa Maria, CA 93455
Farragut Capital Partners               United States   Investment Management            15%
5425 Wisconsin Avenue, Suite 401,
Chevy Chase, MD 20815




               Farragut Capital Partners is managed by three individual partners: Philip A.
McNeill; Javier E. Aguirre; and G. Cabell Williams, III. Each of them is a U.S. citizen, is
engaged in the business of investment management, and the mailing address for each of them is:
5335 Wisconsin Avenue, NW, Suite 920, Washington, DC 20015.

               No other person or entity will hold or be attributed with a 10% or greater
ownership or control interest in Digital West, Norcast, or Blue Rooster, and neither Norcast,
Blue Rooster, nor Digital West will have any interlocking directorships with any foreign carrier.


                                     Answer to Question 13

Description of Transaction

                Joint Applicants have entered into an agreement by which Digital West will
acquire all of the issued and outstanding stock in, and therefore direct control of, Norcast in
exchange for cash. The same transaction will result in Digital West acquiring indirect control of
Norcast’s wholly-owned subsidiary, Blue Rooster. This transaction is in furtherance of private
investment decisions by the Joint Applicants’ respective owners to combine their operations, and
to enable the Transferors’ owners to redeploy their capital into other ventures or investments.

               Following consummation of the proposed transfer of control, Norcast, Blue
Rooster, and Digital West will continue to provide service to their respective customers without
change in rates, terms, or conditions of service.


                                     Answer to Question 20

Rule 63.18(p) Streamlined Processing

                 This application is eligible for streamlined processing under Section 63.12 of the
Commission’s Rules, 47 CFR § 63.12. because none of the exceptions to streamlined processing
specified by paragraph (c) of Section 63.12 applies. (This application is eligible for streamlined
processing under Section 63.03 of the Commission’s Rules, 47 CFR § 63.03, because the
proposed transaction would result in the transferee having a less than 10% share in the interstate,
interexchange market, the transferee would provide competitive telephone exchange services or
exchange services, if any, exclusively in geographic areas served by a dominant local exchange
carrier that is not a party to the transactions, and none of the applicants is dominant with respect


to any service. See 47 C.F.R. § 63.03(b)(2)(i).)
3533/001/X194306.v1



Document Created: 2017-09-22 07:03:00
Document Modified: 2017-09-22 07:03:00

© 2024 FCC.report
This site is not affiliated with or endorsed by the FCC