Attachment Attachment 1

This document pretains to ITC-T/C-20160405-00134 for Transfer of Control on a International Telecommunications filing.

IBFS_ITCTC2016040500134_1132148

                                                                 UPM Notice re ITC-214-20081120-00511


Answer to Question 10:

Note: information for Transferor and Transferee is the same.

47 C.F.R. § 63.18(c)

Contact information:

        Bruce N. Tran (a/k/a Duy Tran)
        U.S. Citizen
        3000 NW Stucki Pl.
        Suite 100
        Hillsboro, OR 97124
        Phone: 503-352-7860
        Fax: 503-352-7861
        bruce.tran@upmtelecom.com

        Counsel:
        Danielle Frappier
        Davis Wright Tremaine, LLP
        1919 Pennsylvania Ave. NW
        Suite 800
        Washington, DC 20006
        Phone: 202-973-4242
        Fax: 202-973-4499
        daniellefrappier@dwt.com


47 C.F.R. § 63.18(d):

        On April 29, 2009, the Commission granted to UPM Technology, Inc., (f/k/a UPM
        Marketing, Inc., FRN 0018290007) (“UPM”) 1 international authorization under Section
        214 of the Communications Act (ITC-214-20081120-00511) and thereby authorized it to
        provide global facilities-based served and global resale service. See International
        Authorizations Granted, Public Notice DA No. 09-1030 (May 7, 2009).

Answer to Question 11:

Bruce N. Tran
U.S. Citizen
3000 NW Stucki Pl.
Suite 100
Hillsboro, OR 97124


1
 UPM is also filing with the Bureau a letter to provide it notice of the change in the licensee’s name from UPM
Marketing, Inc., to UPM Technology, Inc.


DWT 29091612v4 0085000-001282


                                                               UPM Notice re ITC-214-20081120-00511


100 percent equity of UPM Technology, Inc., (f/k/a UPM Marketing, Inc., FRN 0018290007)

Principal Business: telecommunications

Answer to Question 13:

UPM files this notice to inform the Bureau that the ownership information provided in its
application for international 214 authorization inadvertently contained incorrect information.
The application, which was accepted for filing on Dec. 5, 2008, incorrectly stated that Bruce N.
Tran and Ben Sanchez each owned 50 percent of the company. In fact, Mr. Tran owned 66
percent of the company while Mr. Sanchez owned 33 percent. Correcting this error is the
primary purpose of this filing.

UPM also notes that on December 31, 2009, it redeemed shares from a minority shareholder.

Prior to the redemption, shares in UPM were distributed as follows:

Shareholder                              Percentage
Bruce N. Tran                            66%
Ben Sanchez                              33%

Following the redemption and presently, shares in UPM are distributed as follows:

Shareholder                              Percentage
Bruce N. Tran                            100%
Ben Sanchez                              0%

The result is that 100 percent of the outstanding shares in UPM are now owned by Mr. Tran. 2




2
 On January 31, 2009, UPM (f/k/a UPM Marketing, Inc., FRN 0018290007) which is incorporated in Oregon and
holds international 214 Authorization ITC-214-20081120-00511, merged with a similarly-named Nevada entity
called UPM Marketing, Inc. (FRN 0018617464). The Nevada entity did not hold any 214 authorization. At the
conclusion of the merger, the licensee and Oregon entity, UPM, was the surviving entity. Mr. Tran and Mr. Sanchez
continued to own the same percentages in the licensee and Mr. Tran continued to be its majority shareholder.


DWT 29091612v4 0085000-001282



Document Created: 2016-04-05 11:13:30
Document Modified: 2016-04-05 11:13:30

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