Application Form [pdf]

This document pretains to ITC-T/C-20040317-00121 for Transfer of Control on a International Telecommunications filing.

IBFS_ITCTC2004031700121_363855

Approved by OMB 3060−0686 INTERNATIONAL SECTION 214 APPLICATION FOR OFFICIAL USE ONLY APPLICANT INFORMATION Enter a description of this application to identify it on the main menu: Application for Authorization to Transfer Control of Focal Telecommunications to Corvis Corporation 1. Applicant Name: Focal Communications Phone Number: 312−895−8272 Corporation DBA Fax Number: 312−895−8403 Name: Street: 200 North LaSalle Street E−Mail: Suite 1100 City: Chicago State: IL Country: USA Zipcode: 60601 − Attention: Mr Richard J. Metzger 1

2. Contact Name: Catherine Wang Phone Number: 202−424−7500 Company: Swidler Berlin Shereff Friedman, Fax Number: 202−424−7643 LLP Street: 3000 K Street N.W. E−Mail: cwang@swidlaw.com Suite 300 City: Washington State: DC Country: USA Zipcode: 20007 − 5116 Contact Attorney Relationship: Legal Counsel Title: 3. Place of Incorporation of Applicant Delaware 4. Other Company(ies) and Place(s) of Incorporation Corvis Corporation (Delaware) 2

5. Service Type(s) (check all that apply) Global or Limited Global Facilities−Based Authority (Section 63.18(e)(1)) Global or Limited Global Resale Authority (Section 63.18(e)(2)) Individual Facilities−Based Service (Section 63.18(e)(3)) Individual Switched Resale Service (Section 63.18(e)(3)) Individual Facilities−Based and Resale Service (Section 63.18(e)(3)) Switched Services over Private Lines (ISR) (Section 63.16 and/or 63.18 (e)(3)) Inmarsat and Mobile Satellite Service (Section 63.18(e)(3)) Overseas Cable Construction (Section 63.18(e)(3)) Individual Non−Interconnected Private Line Resale Service (Section 63.18(e)(3)) Other (Section 63.18(e)(3)) 6a. Is a fee submitted with this application? If Yes, complete and attach FCC Form 159. If No, indicate reason for fee exemption (see 47 C.F.R.Section 1.1114). Governmental Entity Noncommercial educational licensee Other(please explain): 6b. Fee Classification CUT − Section 214 Authority 7. Destination Country(ies) (e.g., "Country X", "All international points", "All international points except Country X and Country Y" or "Countries X, Y, and Z only".) All international points 3

8. Caption (description of authority requested, e.g., Application for Authority to Provide International Facilities−Based and Resold Services to All International Points Except Country X) (If the complete description does not appear in this box, please go to the end of the form to view it in its entirety.) Application for Authorization to Transfer Control of Focal Telecommunications to Corvis Corporation 9. Does the applicant request streamlined processing pursuant to 47 C.F.R. Section 63.12? If yes, include in Yes No Attachment 1 a statement of how the application qualifies for streamlined processing. 10. If applying for authority to provide switched services over private lines pursuant to Section 63.16, provide the required showing in Attachment 1. Applicant certifies that its responses to questions 11 through 17 are true: 11. If the applicant is a foreign carrier, or is affiliated (as defined in 47 C.F.R. Section 63.09(e)) with a foreign carrier, provide in Attachment 1 the information and certifications required by Section 63.18(i) through (m). 12. Does the applicant seek authority to provide service to any destination described in paragraphs (1) through (4) Yes No of Section 63.18(j)? If yes, list those destinations in Attachment 1 as a response to question 12. 4

13. Does the applicant seek authority to provide service to any destinations other than those listed in response to Yes No question 12 where it has an affiliation with a foreign carrier? If yes, list those destinations in Attachment 1 as a response to question 13. 14. [Section 63.18(h)] In Attachment 2, provide the name, address, citizenship and principal business of the applicant’s ten percent or greater direct and indirect shareholders or other equity holders, and identify any interlocking directorates. 15. In Attachment 1, respond to paragraphs (d), (e)(3) and (g) of Section 63.18. 16. By checking Yes, the undersigned certifies that neither applicant nor any other party to the application is subject Yes No to a denial of Federal benefits that includes FCC benefits pursuant to Section 5301 of the Anti−Drug Act of 1988, 21 U.S.C. Section 862, because of a conviction for possession or distribution of a controlled substance. See 47 CFR 1.2002(b) for the meaning of "party to the application" for these purposes. 17. By checking Yes, the applicant certifies that it has not agreed to accept special concessions directly or indirectly Yes No from a foreign carrier with respect to any U.S. international route where the foreign carrier possesses sufficient market power on the foreign end of the route to affect competition adversely in the U.S. market and will not enter into such agreements in the future. 5

CERTIFICATION 18. Typed Name of Person Signing 19. Title of Person Signing Richard J. Metzger Senior Vice President WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE PUNISHABLE BY FINE AND / OR IMPRISONMENT (U.S. Code, Title 18, Section 1001), AND/OR REVOCATION OF ANY STATION AUTHORIZATION (U.S. Code, Title 47, Section 312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, Section 503). 20. 1: Transfer Application 2: 3: FCC NOTICE REQUIRED BY THE PAPERWORK REDUCTION ACT The public reporting for this collection of information is estimated to average 1 − 6,056 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the required data, and completing and reviewing the collection of information. If you have any comments on this burden estimate, or how we can improve the collection and reduce the burden it causes you, please write to the Federal Communications Commission, AMD−PERM, Paperwork Reduction Project (3060−0686), Washington, DC 20554. We will also accept your comments regarding the Paperwork Reduction Act aspects of this collection via the Internet if you send them to jboley@fcc.gov. PLEASE DO NOT SEND YOUR RESPONSE TO THIS ADDRESS. Remember − You are not required to respond to a collection of information sponsored by the Federal government, and the government may not conduct or sponsor this collection, unless it displays a currently valid OMB control number or if we fail to provide you with this notice. This collection has been assigned an OMB control number of 3060−0686. THE FOREGOING NOTICE IS REQUIRED BY THE PAPERWORK REDUCTION ACT OF 1995, PUBLIC LAW 104−13, OCTOBER 1, 1995, 44 U.S.C. SECTION 3507. 6


Document Created: 2019-04-20 08:42:42
Document Modified: 2019-04-20 08:42:42
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