Application Form [pdf]

This document pretains to ITC-ASG-20181030-00195 for Assignment on a International Telecommunications filing.

IBFS_ITCASG2018103000195_1585767

Approved by OMB
3060−0686
                      INTERNATIONAL SECTION 214 AUTHORIZATIONS
                                 FORASSIGNMENT OR
                                TRANSFER OF CONTROL
                                   FCC FORM 214TC
                                FOR OFFICIAL USE ONLY

APPLICANT INFORMATION
Enter a description of this application to identify it on the main menu:
Zayo−Spread Pro Forma Consolidation (Assignment)
1. Legal Name of Applicant

           Name:        Zayo Group, LLC                    Phone Number:   720−639−8149
           DBA                                             Fax Number:
           Name:
           Street:      1805 29th Street                   E−Mail:         shira.cooks@zayo.com


           City:        Boulder                            State:          CO
           Country:     USA                                Zipcode:        80301      −
           Attention:   Shira Cooks




1


2. Name of Contact Representative

            Name:         Brett Ferenchak                       Phone Number:                         202−373−6697
            Company: Morgan, Lewis & Bockius LLP                Fax Number:                           202−739−3001
            Street:       1111 Pennsylvania Ave., N.W.          E−Mail:                               brett.ferenchak@morganlewis.com



            City:         Washington                            State:                                DC
            Country:      USA                                   Zipcode:                              20004−
            Attention:                                          Relationship:                           Legal Counsel




CLASSIFICATION OF FILING
3.Choose the button next to the classification that best describes this filing. Choose only one.
       a. Assignment of Section 214 Authority
An Assignment of an authorization is a transaction in which the authorization, or a portion of it, is assigned from one entity to another. Following
an assignment, the authorization will usually be held by an entity other than the one to which it was originally granted. (See Section 63.24(b).)
     b. Transfer of Control of Section 214 Authority
A Transfer of Control is a transaction in which the authorization remains held by the same entity, but there is a change in the entity or entities that
control the authorization holder. (See Section 63.24(c).)
     c. Notification of Pro Forma Assignment of Section 214 Authority ( No fee required )
       d. Notification of Pro Forma Transfer of Control of Section 214 Authority ( No fee required )
Date of Consummation: 09/30/2018 Must be completed if you selecct c or d.




2


4. File Number(s) of Section 214 Authority(ies) for Which You Seek Consent to Assign or Transfer Control.
Note: If the Section 214 Authorization Holder whose authority is being assigned or transferred does not have an "ITC" File No. under which it is
operating, contact the Help Desk for assistance before proceeding further with this application.&nbsp&nbspYou cannot enter an "ITC−ASG" or
"ITC−T/C" File No. in response to this question.&nbsp&nbspYour response must specify one or more "ITC" File Nos.&nbsp&nbspRelevant
"ITC−ASG" or "ITC−T/C" File Nos. should be listed only in Attachment 1 in response to Question 10.


File Number:IT     File Number:      File Number:       File Number:      File Number:      File Number:      File Number:       File Number:
C214201101250
   0008

5. Name of Section 214 Authorization Holder

                    Name:           Spread Telecommunications, LLC Phone                  720−639−8149
                                                                   Number:
                    DBA Name:                                            Fax Number:
                    Street:         1821 30th Street, Unit A             E−Mail:          shira.cooks@zayo.com



                    City:           Boulder                              State:           CO
                    Country:        USA                                  Zipcode:         80301
                                                                                          −
                    Attention:      Shira Cooks




3


6. Name of Assignor / Transferor

                   Name:           Spread Telecommunications, LLC Phone        720−639−8149
                                                                  Number:
                   DBA Name:                                     Fax Number:
                   Street:         1821 30th Street, Unit A      E−Mail:       shira.cooks@zayo.com



                   City:           Boulder                       State:        CO
                   Country:        USA                           Zipcode:      80301                  −

                   Attention:


7. Name of Assignee / Transferee

                   Name:           Zayo Group, LLC               Phone         720−639−8149
                                                                 Number:
                   DBA Name:                                     Fax Number:
                   Street:         1805 29th Street              E−Mail:       shira.cooks@zayo.com



                   City:           Boulder                       State:        CO
                   Country:        USA                           Zipcode:      80301
                                                                               −
                   Attention:      Shira Cooks




4


    8a. Is a fee submitted with this application?
      If Yes, complete and attach FCC Form 159. If No, indicate reason for fee exemption (see 47 C.F.R.Section 1.1114).
      Governmental Entity        Noncommercial educational licensee           Notification of Pro Forma (No fee required.)
      Other(please explain):

8b. You must file a separate application for each legal entity that holds one or more Section 214 authorizations to be assigned or transferred.

Fee Classification CUT − Section 214 Authority


9. Description (Summarize the nature of the application.)
           (If the complete description does not appear in this box, please go to the end of the form to view it in its entirety.)
                     Notice of a Pro Forma Consolidation of Spread Telecommunications, LLC
                     into Zayo Group, LLC




10. In Attachment 1, please respond to paragraphs (c) and (d) of Section 63.18 with respect to the assignor/transferor and the assignee/transferee.
Label your response "Answer to Question 10".


11. Does any entity, directly or indirectly, own at least ten (10) percent of the equity of the assignee/transferee as         Yes   No
determined by successive multiplication in the manner specified in the note to Section 63.18(h) of the rules?
If you answered "Yes" to this question, provide in Attachment 1, the name, address, citizenship, and principal
businesses of each person or entity that directly or indirectly owns at least ten (10) percent of the equity of the
assignee/transferee, and the percentage of equity owned by each of those persons or entities (to the nearest one
percent). Label your response "Answer to Question 11."




5


12. Does the assignee/transferee have any interlocking directorates with a foreign carrier?                                 Yes      No

If you answered "Yes" to this question, identify each interlocking officer/director in Attachment 1. (See Section
63.09(g).) Provide the name and position/title of the individual or entity, the name of the foreign carrier, and the
country in which the foreign carrier is authorized to operate. Label your response: "Answer to Question 12."



13. Provide in Attachment 1 a narrative of the means by which the proposed assignment or transfer of control will take place. In circumstances
of a substantial assignment or transfer of control pursuant to Section 63.24(e), where the assignor seeks authority to assign only a portion of its
U.S. international assets and/or customer base, please specify whether the assignor requests authority to continue to operate under any or all of
its international Section 214 File Nos. after consummation; and, if so, please specify in Attachment 1 each File No. it seeks to retain in its own
name. Label your response "Answer to Question 13."
Note: The assignor may retain any or all of its international Section 214 File Nos. In that case, the assignor will continue to hold the
international section 214 authorizations that it specifies in response to this question. The ITC−ASG File No. that the Commission assigns to this
application will, when granted, constitute Commission authorization of the proposed assignment of assets and /or customers from the assignor
to the assignee. Unless Commission grant of the assignment application specifies otherwise, the assignee may provide the same services on the
same routes as permitted under the assignor’s Section 214 authorization(s), and the assignee may provide such service to any customers it may
obtain in the ordinary course of business.



If this filing is not a notification of a pro forma assignment or pro forma transfer of control, please respond to Questions 14−20 below. (See
Section 63.24(d).) Otherwise, you may proceed to Question 21 below.




6


14. Check "Yes" below if the assignee is a foreign carrier or if, upon consummation of the proposed assignment or      Yes   No
transfer of control, the Section 214 holder would be affiliated with a foreign carrier. (See Section 63.18 (i).) The
terms "foreign carrier" and "affiliated" are defined in Section 63.09 (d) & (e) of the rules respectively.
If you answered "Yes" to this question, please specify in Attachment 1 each foreign country in which the assignee
is a foreign carrier or in which the Section 214 holder, upon consummation, would be affiliated with a foreign
carrier. Label your response, "Answer to Question 14."



15. If this application is granted and the proposed assignment or transfer is consummated, would the Section 214       Yes   No
holder be authorized to provide service to any destination country for which any of the following statements is
true?
(1) The Section 214 holder is a foreign carrier in that country; or
(2) The Section 214 holder controls a foreign carrier in that country; or
(3) Any entity that owns more than 25 percent of the Section 214 holder, or that controls the Section 214 holder,
controls a foreign carrier in that country.
(4) Two or more foreign carriers (or parties that control foreign carriers) own, in the aggregate, more than 25
percent of the Section 214 holder and are parties to, or the beneficiaries of, a contractual relation (e.g., a joint
venture or market alliance) affecting the provision or marketing of international basic telecommunications services
in the United States.
If you answered "Yes" to this question, please specify in Attachment 1 each foreign carrier and country for which
any of the above statements would be true. Label your response, "Answer to Question 15."




7


16. If you answered "Yes" to question 14, do you request classification of the Section 214 holder as a "non−                Yes     No
dominant" carrier, upon consummation of the proposed transaction, between the United States and any or all
countries listed in response to Question 14? See Section 63.10 of the rules.
If you answered "Yes" to this question, you must provide information in Attachment 1 to demonstrate that the
Section 214 holder would qualify for non−dominant classification under Section 63.10 of the rules on each U.S.−
destination country route where it would be a foreign carrier, or would be affiliated with a foreign carrier and for
which you request non−dominant classification. Label your response, "Answer to Question 16."



17. If you answered "Yes" to question 14 and you have not provided information in response to Question 16 to demonstrate that the Section 214
holder would qualify for non−dominant classification under Section 63.10 of the rules on each U.S.−destination route where it would be a
foreign carrier, or be affiliated with a foreign carrier, check "Yes" below to certify that the assignee/transferee agrees to comply with the
dominant carrier safeguards in Section 63.10 (c) & (e) of the rules in the provision of international service between the United States and any
foreign country(ies) for which you have not provided the required information.
    Yes, I certify that I agree to comply with the dominant carrier safeguards in Section 63.10 (c) & (e) of the rules in my provision of
international service between the United States and the following foreign country(ies):


    No, Does not apply.




8


18. If you answered "Yes" to question 15, and if you have not provided information in response to question 16 to demonstrate that the Section
214 holder would qualify for non−dominant classification under Section 63.10 of the rules in its provision of service to each of the countries
identified in response to question 15, the Section 214 holder may not be eligible to provide international telecommunications service between
the U.S. and each such country following consummation of the assignment or transfer. In order to determine whether the public interest would
be served by authorizing service on these U.S.−destination country routes, the assignee/transferee must provide information, in Attachment 1,
to satisfy one of the showings specified in Section 63.18(k) of the rules. Label your response, "Answer to Question 18."




9


19. If the assignee, or the Section 214 holder that is the subject of this transfer of control application, is a provider of Commercial Mobile Radio
Services, you need not answer this question.
If any of the Section 214 authorization(s) that would be assigned or transferred, authorize the Section 214 holder to resell the international
switched services of an unaffiliated U.S. carrier for the purpose of providing international telecommunications services to a country listed in
response to question 14, and unless you have provided information in response to question 16 to demonstrate that the Section 214 holder would
qualify for non−dominant classification under Section 63.10(a)(3) of the rules for each country, check "Yes" below to certify that the
assignee/transferee will file the quarterly traffic reports required by Section 43.61(c) of the rules; and/or state in Attachment 1 that the foreign
carrier(s) for which the applicant has not made a showing under Section 63.10(c)(3) do(es) not collect settlement payments from U.S.
international carriers. (See Section 63.18(l).)
     Yes, I certify that I agree to comply with the quarterly traffic reporting requirements set forth in section 43.61( c ) of the rules.




10


 20. If the applicant desires streamlined processing pursuant to Section 63.12 of the rules, provide in Attachment 1 a statement of how the
 application qualifies for streamlined processing. (See Section 63.18(p).) Note that, if the application is being filed in connection with a sale of
 assets or reorganization of a carrier or its parent pursuant to the U.S. bankruptcy laws, the application may not be eligible for streamlined
 processing until final bankruptcy court approval of the proposed sale or reorganization.




Applicant certifies that its responses to questions 21 through 25 are true:
 21. The assignee/transferee certifies that it has not agreed to accept special concessions directly or indirectly from a     Yes      No
 foreign carrier with respect to any U.S. international route where the foreign carrier possesses sufficient market
 power on the foreign end of the route to affect competition adversely in the U.S. market and will not enter into any
 such agreements in the future.


 22. By signing this application, the undersigned certify either (1) that the authorization(s) will not be assigned or        Yes      No
 that control of the authorization(s) will not be transferred until the consent of the Federal Communications
 Commission has been given, or (2) that prior Commission consent is not required because the transaction is subject
 to the notification procedures for pro forma transactions under Section 63.24 of the rules. The assignee/transferee
 also acknowledges that the Commission must be notified by letter within 30 days of a consummation or of a
 decision not to consummate. (See Section 63.24(e)(4).)


 23. If this filing is a notification of a pro forma assignment or transfer of control, the undersigned certify that the      Yes      No
 assignment or transfer of control was pro forma and that, together with all previous pro forma transactions, does
                                                                                                                              Not a Pro Forma
 not result in a change in the actual controlling party.




11


24. The undersigned certify that all statements made in this application and in the exhibits, attachments, or              Yes      No
documents incorporated by reference are material, are part of this application, and are true, complete, correct, and
made in good faith.


25. The assignee/transferee certifies that neither it nor any other party to the application is subject to a denial of     Yes      No
Federal benefits pursuant to Section 5301 of the Anti−Drug Abuse Act of 1988, 21 U.S.C. � 862, because of a
conviction for possession or distribution of a controlled substance. See Section 1.2002(b) of the rules, 47 CFR
� 1.2002(b), for the definition of "party to the application" as used in this certification.



CERTIFICATION
26. Printed Name of Assignor / Transferor                                   29. Printed Name of Assignee / Transferee
Spread Telecommunications, LLC                                              Zayo Group, LLC
27. Title (Office Held by Person Signing)                                   30. Title (Office Held by Person Signing)
Assistant Secretary                                                         Assistant Secretary
28. Signature (Enter the name of the person who will sign the paper         31. Signature (Enter the name of the person who will sign the paper
version of this form for retention in their files)                          version of this form for retention in their files)
Shira Cooks                                                                 Shira Cooks


           WILLFUL FALSE STATEMENTS MADE ON THIS FORM ARE PUNISHABLE BY FINE AND / OR IMPRISONMENT
                    (U.S. Code, Title 18, Section 1001), AND/OR REVOCATION OF ANY STATION AUTHORIZATION
            (U.S. Code, Title 47, Section 312(a)(1)), AND/OR FORFEITURE (U.S. Code, Title 47, Section 503).




12


FCC NOTICE REQUIRED BY THE PAPERWORK REDUCTION ACT

The public reporting for this collection of information is estimated to average 8 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the required data, and completing and reviewing the collection of information. If you
have any comments on this burden estimate, or how we can improve the collection and reduce the burden it causes you, please write to the
Federal Communications Commission, AMD−PERM, Paperwork Reduction Project (3060−0686), Washington, DC 20554. We will also accept
your comments regarding the Paperwork Reduction Act aspects of this collection via the Internet if you send them to PRA@fcc.gov. PLEASE
DO NOT SEND COMPLETED FORMS TO THIS ADDRESS.

Remember − You are not required to respond to a collection of information sponsored by the Federal government, and the government may not
conduct or sponsor this collection, unless it displays a currently valid OMB control number or if we fail to provide you with this notice. This
collection has been assigned an OMB control number of 3060−0686.

THE FOREGOING NOTICE IS REQUIRED BY THE PAPERWORK REDUCTION ACT OF 1995, PUBLIC LAW 104−13, OCTOBER
1, 1995, 44 U.S.C. SECTION 3507.




13



Document Created: 2019-04-24 14:45:04
Document Modified: 2019-04-24 14:45:04

© 2024 FCC.report
This site is not affiliated with or endorsed by the FCC